Northwestern Mutual

Retirement Planning Firm in Stafford County, VA


Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

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Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a registered investment advisory firm that operates as a broker-dealer and insurance broker/agent. They have been providing investment advice since 1971 and are headquartered in Milwaukee, WI. The firm's fee arrangement is fee-based, meaning they receive compensation based on a percentage of assets under management. This incentivizes the firm to grow their clients' portfolios and make profitable investments on their behalf. Northwestern Mutual Investment Services, LLC offers a range of investment services, including investment research and referrals to other advisers. These offerings make it easier for clients to navigate the complex world of investing and receive expert advice on their portfolio. Overall, Northwestern Mutual Investment Services, LLC is a well-established firm with a long track record of providing quality investment advice and services to its clients. With a fee-based arrangement and a wide range of offerings, the firm is well-positioned to help clients achieve their financial goals.

Northwestern Mutual Investment Services, LLC serves a diverse range of clients from individual investors to institutional organizations. They cater to clients looking for comprehensive services in investment management, financial planning, retirement planning, and more. The firm also caters to clients looking for specific services such as estate planning, tax planning, and risk management. Their client base includes high net worth individuals, corporations, and non-profit organizations. Fee structures available with Northwestern Mutual Investment Services, LLC depend on the type of service provided. For a few services, they have fixed fees that are charged upfront, independent of the value of assets managed. Services such as financial planning and tax planning may have fixed fees. They also have different types of fees for investment management that vary based on the assets managed, such as a fee as a percentage of assets under management. Other fee types include performance-based fees, which are dependent on returns achieved, and transaction-based fees that depend on buying and selling of securities. Northwestern Mutual Investment Services, LLC works with clients to find the fee structure that best meets their needs and goals.

Typical Clients, Fee Structures & Investment Minimum

According to Northwestern Mutual Investment Services, LLC Part 2 Brochure, there is no mention of any investment minimums. Therefore, it is not clear what the investment minimum is for this firm. It is advisable to contact the firm directly to find out their investment minimums.

How This Office Can Help Stafford County, VA Residents

Northwestern Mutual is committed to guiding individuals and families in Stafford County, VA towards financial security and stability. The financial situations of people living in Stafford County can be complex and diverse. For example, individuals and families might be looking to grow their wealth while preparing for retirement, seeking assistance in planning for their children's education, or looking to protect their assets and family in the event of an unforeseen circumstance. Northwestern Mutual provides expert advice and financial planning services to help clients address these challenges and plan for their personal financial goals. Additionally, the company offers a range of financial products, including life insurance, disability insurance, and long-term care insurance, to help clients mitigate risk and secure their financial future. Whether you are just starting to build your financial foundation or are well on your way to achieving your goals, Northwestern Mutual is here to help you navigate the challenges of financial planning and reach your personal objectives.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 725 Jackson St #216, Fredericksburg, VA 22401, USA
Phone (540) 370-1886
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.