LPL Financial

Retirement Planning Firm in Kaufman County, TX

Firm Info
Address: 3330 N Galloway Ave, Mesquite, TX 75150, USA
Phone: (972) 613-2525

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Lpl Financial LLC Overview

LPL Financial LLC is a well-established registered investment advisory firm that has been serving its clients since 1975. Headquartered in Fort Mill, SC, the firm offers a fee-based fee arrangement to its clients. As a broker-dealer and insurance broker/agent, LPL Financial LLC provides investment advice to its clients. The firm offers a wide range of services that cater to the individual needs of its clients. LPL Financial LLC provides financial planning services and portfolio management for both individuals and small businesses. The firm also offers portfolio management services for businesses or institutional clients. LPL Financial LLC offers pension consulting services to help its clients make informed decisions about their retirement plans. It also provides selection of other advisors and educational seminars and workshops to educate its clients on investment strategies. Apart from these services, LPL Financial LLC also offers consulting and other non-discretionary advisory services. The firm's team of advisors assists its clients in making informed decisions about their investments and other financial matters. By leveraging their expertise, LPL Financial LLC's advisors help their clients achieve their financial goals. Overall, LPL Financial LLC is an experienced and reliable registered investment advisory firm that offers a wide range of services to meet its clients' financial needs.

LPL Financial LLC is a financial advisory firm that offers an array of services to a diverse group of clients. The firm primarily serves individuals, including high net worth individuals, but also caters to pension or profit sharing plans, charitable organizations, state or municipal government entities, and sovereign wealth funds. In addition, LPL Financial LLC provides services to other corporate entities not mentioned above, as well as to other types of clients. When it comes to fee structures, LPL Financial LLC offers a range of options depending on the service provided. For clients who require investment management services, the firm utilizes a percentage of assets under management (AUM) model, charging a percentage of the total amount of assets being managed. For clients who require financial planning or other advisory services, an hourly rate may be applied. Fixed fees are also available for certain services, and clients who engage in securities transactions may be subject to commissions. LPL Financial LLC takes great care to ensure that clients are fully informed about the fees associated with their services and to provide transparent and competitive pricing.

Typical Clients, Fee Structures & Investment Minimum

According to LPL Financial LLC's Part 2 Brochure, there is no clear mention of an investment minimum. Therefore, it can be assumed that LPL Financial LLC does not have a specific investment minimum and may vary based on the accounts and investment vehicles offered by the firm. Potential clients should contact LPL Financial LLC directly to inquire about investment minimum and other account requirements.

How This Office Can Help Kaufman County, TX Residents

LPL Financial is a company that provides financial services to clients in Kaufman County, TX. The company is committed to understanding the unique financial situations that individuals face in this area and strives to offer tailored solutions to meet their needs. One of the main financial challenges that residents of Kaufman County face is retirement planning. Many individuals in this area are approaching retirement age and need assistance with creating a comprehensive plan that will help them achieve their financial goals. LPL Financial provides retirement planning services that include investment management, retirement income planning, and risk management. They work closely with clients to develop a long-term strategy that ensures financial stability during retirement. Additionally, LPL Financial offers estate planning services to help clients protect their assets and ensure a smooth transfer of wealth to future generations.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 3330 N Galloway Ave, Mesquite, TX 75150, USA
Phone (972) 613-2525
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.