Safe Harbor Asset Management, Inc.

Retirement Planning Firm in Huntington, NY

Firm Info
Address: 167 E Main St, Huntington, NY 11743, USA
Phone: (631) 421-4341

Firm Size
Assets Under Management: $43.3 million
# of Advisors: 4
# of Clients: 48
Client to Advisor Ratio: 12:1
Average Account Size: $902,050
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Safe Harbor Asset Management, Inc. Overview

Safe Harbor Asset Management, Inc. is a registered investment advisory firm based in Huntington, NY. Their fee arrangement is fee only, which means they only charge a fee for their services and do not earn commissions on products they sell. They have been in business since 2014. The firm's primary services include financial planning, portfolio management for individuals and small businesses, and pension consulting services. Safe Harbor Asset Management, Inc. also offers educational seminars and workshops to help their clients stay informed about the market and investment strategies. In addition to investment services, Safe Harbor Asset Management, Inc. also acts as an insurance broker/agent, providing investment advice to clients seeking both investment and insurance services. With their breadth of experience and offerings, Safe Harbor Asset Management, Inc. can provide clients with a comprehensive approach to financial planning.

At SAFE HARBOR ASSET MANAGEMENT, INC., the firm provides a variety of investment advisory services and serves a diverse range of clients. This includes individuals seeking to grow their portfolios, high net worth individuals with substantial assets to manage, and pension or profit sharing plans requiring professional investment guidance. The team at SAFE HARBOR ASSET MANAGEMENT, INC. is dedicated to creating personalized investment strategies that match the unique needs and goals of each client. They strive to provide excellent customer service and support throughout the client relationship. When it comes to fee structures, SAFE HARBOR ASSET MANAGEMENT, INC. offers several options. Clients can opt for a percentage of assets under management (AUM) fee structure, which means they pay a percentage of the total value of assets managed by the firm. Alternatively, clients can choose to pay an hourly rate for advisory services rendered, or fixed fees for specific projects or engagements. The fee structure chosen typically depends on the nature and complexity of the investment strategy being developed and implemented. The team at SAFE HARBOR ASSET MANAGEMENT, INC. is transparent and forthcoming about their fee structures, ensuring clients fully understand the costs associated with their services. They work hard to provide high-quality investment management services at a reasonable cost, delivering maximum value to their clients.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for SAFE HARBOR ASSET MANAGEMENT, INC. is $100,000 for their Portfolio Management service. This is mentioned in their Part 2 Brochure note about investment minimums, which states that this requirement is not negotiable and applies throughout the client's relationship with the firm.

How This Office Can Help Huntington, NY Residents

Safe Harbor Asset Management, Inc. is a full-service financial planning and wealth management firm that helps clients in Huntington, NY navigate the complexities of their financial situations. The firm offers a wide range of services, including asset management, financial planning, retirement planning, and estate planning. Additionally, they offer specialized services such as divorce planning, tax planning, and risk management. Living in Huntington, NY, many individuals may find themselves facing unique financial challenges and concerns. Safe Harbor Asset Management, Inc. can help clients address these challenges through personalized financial plans that take into account factors such as high cost of living, taxes, and estate planning. The firm’s team of experienced professionals can also provide guidance on investment strategies that align with a client’s goals and risk tolerance, whether they are saving for retirement, buying a home or starting a new business. In short, Safe Harbor Asset Management, Inc. provides clients in Huntington, NY with the tools and resources they need to confidently navigate their financial future.

To view the Minimum Investment and Fee Schedule for Safe Harbor Asset Management, Inc., visit their Part 2 Brochure.

Services Offered by Safe Harbor Asset Management, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Safe Harbor Asset Management, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 167 E Main St, Huntington, NY 11743, USA
Phone (631) 421-4341
Directions
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Other Office Locations

This firm has no other locations.

State Registrations

Safe Harbor Asset Management, Inc. is registered to service clients in the following states:

  • Florida
  • New York

Disciplinary History

Safe Harbor Asset Management, Inc. does not have any disclosures. Please visit it's Form ADV for more details.