David Vaughan Investments, LLC

Retirement Planning Firm in East Peoria, IL

Firm Info
Address: 5823 N Forest Park Dr, Peoria, IL 61614, USA
Phone: (309) 685-0033

Firm Size
Assets Under Management: $3.9 billion
# of Advisors: 38
# of Clients: 3,226
Client to Advisor Ratio: 85:1
Average Account Size: $1.2 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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David Vaughan Investments, LLC Overview

DAVID VAUGHAN INVESTMENTS, LLC is an investment advisory firm that has been providing quality financial services since 1977. This firm is fee-based and offers investment advice only, without having any conflicts of interest. They provide services such as financial planning and portfolio management for individuals, small businesses, as well as businesses and institutional clients. They also assist in selecting other advisors, ensuring that their clients get the best investment advice possible. Located in Peoria, IL, the headquarters of DAVID VAUGHAN INVESTMENTS, LLC are strategically placed to cater to clients from all over the country. They have built a solid reputation among clients and they pride themselves on being an investment firm that sincerely cares about their clients' financial welfare. Their desire to provide top-notch service has kept them in business for more than four decades, a testament to their commitment to excellence. In addition to traditional investment advisory services, DAVID VAUGHAN INVESTMENTS, LLC is also known for their expertise in providing tax-qualified and Taft-Hartley pension plan consulting services. They have a team of experienced and dedicated professionals who are equipped to handle any investment issue or advisory need you may have. When seeking reliable financial advice with a proven track record, DAVID VAUGHAN INVESTMENTS, LLC is a name to trust.

DAVID VAUGHAN INVESTMENTS, LLC, offers its expert financial services to a diverse range of clients across various fields. The types of clients served by the firm include individuals seeking financial planning, high net worth individuals in need of specialized wealth management solutions, pension or profit sharing plans seeking investment management, charitable organizations in need of assistance with endowment funds, insurance companies requiring investment management solutions, and other corporation types not listed. With such a diverse client base, DAVID VAUGHAN INVESTMENTS, LLC, has gained the necessary expertise to tailor its services precisely to meet each client's unique requirements. Fee structures available at DAVID VAUGHAN INVESTMENTS, LLC can vary depending on the service provided. Clients can choose to pay a percentage of their assets under management (AUM) or a fixed fee for specialized services. The percentage of AUM refers to the amount of money that the firm manages on the client's behalf, and this fee can sometimes be negotiable based on the size of the portfolio. Fixed fees are predetermined and agreed upon upfront, providing clients with greater cost certainty when utilizing more specialized services. DAVID VAUGHAN INVESTMENTS, LLC, provides clients with a transparent fee structure, ensuring that they get the best value for their investment management needs.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for David Vaughan Investments, LLC does not mention anything about an investment minimum. Therefore, it is unclear what the firm's investment minimum is. Potential clients should contact the firm directly to inquire about their investment minimums and other important information before considering investing with them.

How This Office Can Help East Peoria, IL Residents

David Vaughan Investments, LLC is a firm that specializes in helping clients in East Peoria, IL navigate the complex world of personal finance. They offer a range of services that are designed to help individuals and families manage their money more effectively and make informed decisions about their financial future. One of the key ways that the firm assists clients is through personalized financial planning. They work closely with clients to assess their current financial situation, identify their long-term goals, and develop a customized plan that will help them achieve those goals. This might include strategies for saving for retirement, investing in the stock market, reducing debt, or managing cash flow. One of the most common financial challenges that people in East Peoria, IL face is managing their debt. Many individuals and families struggle with high levels of credit card debt, student loan debt, and car loan debt, which can be difficult to pay off and can drag down credit scores. David Vaughan Investments, LLC is able to offer debt management services that can help clients get on top of their debt and start working toward a stronger financial future. This might include negotiating with lenders to reduce interest rates or payments, consolidating debts into a more manageable payment plan, or helping clients create a budget that will allow them to pay down their debts more quickly. By working with clients on a one-on-one basis, David Vaughan Investments, LLC is able to provide expert financial guidance and support that helps people in East Peoria, IL achieve their goals and build a secure financial future.

To view the Minimum Investment and Fee Schedule for David Vaughan Investments, LLC, visit their Part 2 Brochure.

Services Offered by David Vaughan Investments, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by David Vaughan Investments, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 5823 N Forest Park Dr, Peoria, IL 61614, USA
Phone (309) 685-0033
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 5823 N FOREST PARK DRIVE, PEORIA, IL 61614-3559, United States

This firm has no other locations.

State Registrations

David Vaughan Investments, LLC is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Florida
  • Georgia
  • Illinois
  • Indiana
  • Louisiana
  • Massachusetts
  • Michigan
  • Minnesota
  • Missouri
  • Nebraska
  • New Hampshire
  • New York
  • North Carolina
  • Pennsylvania
  • Tennessee
  • Texas
  • Virginia
  • Wisconsin

Disciplinary History

David Vaughan Investments, LLC does not have any disclosures. Please visit it's Form ADV for more details.