Broadlake Financial Management

Retirement Planning Firm in Chittenden County, VT

Firm Info
Address: 99 Swift St #305, South Burlington, VT 05403, USA
Phone: (802) 863-4463

Firm Size
Assets Under Management: $319.1 million
# of Advisors: 4
# of Clients: 1,258
Client to Advisor Ratio: 315:1
Average Account Size: $253,661
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

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Broadlake Financial Management Overview

Broadlake Financial Management is an investment advisory firm based in South Burlington, Vermont. The firm has been in business since 1989, providing investment advice only to its clients. Their fee arrangement is fee-based, indicating that they primarily earn their income from fees based on the assets they manage for their clients. Broadlake Financial Management offers several services to their clients. They offer financial planning services, which can help clients understand their current financial situation and plan for their future goals. The firm also offers portfolio management services for individuals and small businesses, helping them build and manage their investment portfolios. Additionally, the firm provides portfolio management services for businesses or institutional clients, providing tailored investment advice and management. Finally, Broadlake Financial Management offers pension consulting services to help businesses manage their employee retirement plans. With their years of experience in investment management, the firm is uniquely positioned to provide advice on pension fund investment options and help businesses navigate the complexities of employee retirement plans. Overall, Broadlake Financial Management is an established and experienced investment advisory firm that offers a range of services to help their clients meet their financial goals.

Broadlake Financial Management is a respected financial management firm that serves various types of clients. The firm caters to individuals looking to take control of their financial future, as well as high net worth individuals who require tailored investment strategies. Moreover, Broadlake Financial Management also provides services to pension or profit-sharing plans in need of sound portfolio management, as well as charitable organizations that want to invest funds prudently for sustained growth and impact. Broadlake Financial Management offers different fee structures depending on the type of service provided. The firm charges a percentage of assets under management (AUM) for investment management services. This fee structure is a popular choice for clients who value a hands-on approach to investing. With this structure, Broadlake Financial Management charges a percentage of the portfolio's total value, which covers its services for research, analysis, and investment selection. Other than that, Broadlake Financial Management may also offer hourly rates for financial planning and consulting services. It is important to note that the firm is transparent in its fee structures, ensuring that clients understand the terms and conditions that come with different payment options.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for Broadlake Financial Management is $50,000, as stated in their Part 2 Brochure note about investment minimums. However, the brochure also mentions that this minimum account size requirement can be waived under certain circumstances.

How This Office Can Help Chittenden County, VT Residents

Broadlake Financial Management is a full-service financial firm that specializes in assisting clients in Chittenden County, VT. The team of skilled professionals at Broadlake Financial Management understands the unique challenges that residents in the area may face when it comes to managing their finances. For instance, residents may need guidance on managing their investments, planning for retirement, or saving for their children’s college education. Additionally, due to the area’s high property taxes, local residents may require assistance with tax planning and minimizing their tax liability. With their years of experience and access to a wide range of financial products and services, Broadlake Financial Management can help clients in Chittenden County, VT achieve their financial goals and protect their wealth for future generations.

To view the Minimum Investment and Fee Schedule for Broadlake Financial Management, visit their Part 2 Brochure.

Services Offered by Broadlake Financial Management

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Broadlake Financial Management most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 99 Swift St #305, South Burlington, VT 05403, USA
Phone (802) 863-4463
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 99 SWIFT STREET, SUITE 305, SOUTH BURLINGTON, VT 05403-7360, United States

This firm has no other locations.

State Registrations

Broadlake Financial Management is registered to service clients in the following states:

  • Arizona
  • California
  • Colorado
  • Connecticut
  • Florida
  • Maine
  • Massachusetts
  • New Hampshire
  • New York
  • North Carolina
  • Texas
  • Vermont

Disciplinary History

Broadlake Financial Management does not have any disclosures. Please visit it's Form ADV for more details.