Northwestern Mutual

Retirement Planning Firm in Carbondale, CO


Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

Get Connected with a Financial Advisor

* required fields

Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a registered investment advisory firm that has been in business since 1971. Their headquarters is located in Milwaukee, WI. The firm has a fee-based fee arrangement, which means that they charge their clients a fee for their services based on the assets they manage. As a broker-dealer and insurance broker/agent, Northwestern Mutual Investment Services, LLC provides investment advice to their clients. They help clients navigate the complex world of investing by providing them with personalized investment recommendations based on their unique financial goals and risk tolerance. In addition to investment advice, Northwestern Mutual Investment Services, LLC also offers other services such as investment research and referrals to other advisers. Their investment research helps clients stay up-to-date with market trends and investment opportunities, while their referrals to other advisers give clients access to a wider range of services and expertise. All in all, Northwestern Mutual Investment Services, LLC is a trusted firm that focuses on delivering personalized investment advice tailored to their clients' unique needs and goals.

Northwestern Mutual Investment Services, LLC offers a wide range of investment services to different types of clients. The firm caters to high-net-worth individuals, families, and institutions seeking specialized investment solutions. Furthermore, the firm's clients range from sophisticated investors to novices in the investment world, and the firm offers a wide variety of investment products to meet their diverse needs. Fee structures available will vary depending on the service provided, and Northwestern Mutual Investment Services, LLC offers different types of fees to meet the specific needs of its clients. Fixed fees are the simplest form of fee structure, where clients pay a predetermined amount for a particular service or investment. This type of fee structure is used for services such as portfolio management and financial planning. Other types of fees offered by the company include performance-based fees, which are tied to the performance of the investments managed by the firm, and transactional fees, which are charged for executing trades on behalf of clients. The type of fees charged depends on the type of investment product and service provided, and Northwestern Mutual Investment Services, LLC provides transparent and competitive fee structures to ensure its clients receive the best value for their investments.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Northwestern Mutual Investment Services, LLC, the firm does not mention an investment minimum.

How This Office Can Help Carbondale, CO Residents

Northwestern Mutual has been helping clients in Carbondale, CO achieve financial security for over a century. With the economic landscape in constant flux and lifestyle changes, residents in Carbondale face various financial challenges. The town is considered an expensive place to live, and the cost of goods and services is relatively high compared to national averages. As a result, residents often struggle to balance their personal expenses with savings and investment goals. Northwestern Mutual assists these clients by providing comprehensive financial planning and education. The company's advisors work closely with clients to understand their financial goals, create personalized strategies, and track their progress towards those goals. They help clients to understand how insurance, investments, retirement planning, tax planning, and estate planning can impact their finances. Additionally, Northwestern Mutual's financial representatives offer guidance on how to navigate unexpected events, such as job loss, natural disasters, or illness, which can affect their financial security. Through such measures, Northwestern Mutual helps Carbondale residents navigate the complex world of finance and work towards stable financial futures.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 105 Edwards Village Blvd D207, Edwards, CO 81632, USA
Phone (970) 926-6650
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.