Smith, Salley & Associates

Retirement Planning Firm in Alamance County, NC

Firm Info
Address: 324 W Wendover Ave #301, Greensboro, NC 27408, USA
Website:
Phone: (336) 379-7556

Firm Size
Assets Under Management: $2.7 billion
# of Advisors: 13
# of Clients: 1,898
Client to Advisor Ratio: 146:1
Average Account Size: $1.4 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)

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Smith, Salley & Associates, LLC Overview

Smith, Salley & Associates, LLC is a registered investment advisory firm established in 2003. Based in Greensboro, North Carolina, the firm provides investment advice only through a fee-based arrangement. The firm boasts a team of experienced financial experts who are dedicated to helping their clients plan and manage their finances effectively. The firm offers a range of services, including financial planning, portfolio management for individuals and small businesses, as well as portfolio management for businesses or institutional clients. These services are tailored towards helping clients achieve their financial goals, whether it is retirement planning or investment growth. As a fee-based advisory firm, Smith, Salley & Associates, LLC is committed to providing transparent and comprehensive financial guidance to its clients. The firm's professional team of advisors work diligently to ensure that they minimize costs and maximize returns for their clients' portfolios. Overall, Smith, Salley & Associates, LLC is a reputable investment advisory firm with a proven track record of success. Their dedication to excellence and commitment to providing quality investment advice has earned them the trust and loyalty of their clients.

, hourly rates, and flat fees. Smith, Salley & Associates, LLC specializes in serving a diverse range of clients, including individuals, high net worth individuals, banking institutions, charitable organizations, and other corporation types not listed. They have developed a reputation for understanding the unique needs and financial goals of their clients and crafting tailored financial plans to help them achieve those objectives. Their services are provided through a variety of fee structures, depending on the service provided. For investment management, they typically charge a percentage of assets under management (AUM), while for financial planning and other services, they may utilize hourly or flat fees. These fee structures ensure that clients are charged fairly and transparently, with fees that are aligned with the value provided. As a result, clients can trust that they are receiving high-quality financial advice that is tailored to their unique needs and objectives.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure for SMITH, SALLEY & ASSOCIATES, LLC, the firm does not mention an investment minimum.

How This Office Can Help Alamance County, NC Residents

Smith, Salley & Associates is a financial planning firm that provides customized financial solutions to individuals and businesses in Alamance County, NC. The firm helps clients who are facing a wide range of financial situations, such as retirement planning, tax planning, estate planning, investment management, and debt reduction. Individuals in Alamance County may face unique financial challenges such as dwindling retirement savings, mounting student debt, or the need to provide for elderly parents or adult children. Smith, Salley & Associates helps navigate through the complex regulations and challenges to develop solutions that address clients' specific needs and goals. They work closely with clients to create personalized financial plans that encompass all aspects of their financial lives, and that take into account their unique circumstances, values, and long-term objectives. The firm also provides ongoing support and guidance to ensure clients remain on track in achieving their financial goals.

To view the Minimum Investment and Fee Schedule for Smith, Salley & Associates, LLC, visit their Part 2 Brochure.

Services Offered by Smith, Salley & Associates, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Smith, Salley & Associates, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 324 W Wendover Ave #301, Greensboro, NC 27408, USA
Phone (336) 379-7556
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Smith, Salley & Associates, LLC is registered to service clients in the following states:

  • California
  • Florida
  • Georgia
  • Massachusetts
  • Michigan
  • New York
  • North Carolina
  • Ohio
  • South Carolina
  • Tennessee
  • Texas
  • Virginia

Disciplinary History

Smith, Salley & Associates, LLC does not have any disclosures. Please visit it's Form ADV for more details.