Northwestern Mutual

Insurance Broker in De Pere, WI


Firm Size
Assets Under Management: $0
# of Advisors: 2,170
# of Clients: 0
Client to Advisor Ratio: -
Average Account Size: 0
# of Offices: 1

Services Offered
  • Other

Available Fee Structures
  • Fixed Fees (Other than subscription)
  • Other

Get Connected with a Financial Advisor

* required fields

Northwestern Mutual Investment Services,LLC Overview

Northwestern Mutual Investment Services, LLC is a prominent financial services firm specializing in investment advice. The firm is located in Milwaukee, WI and has been in operation since 1971. As a fee-based registered investment advisory firm, Northwestern Mutual has a mission to provide high-quality investment advice to its clients. Through its services, clients can count on expert knowledge in choosing investments that align with their financial goals. As a broker-dealer and insurance broker/agent, the firm offers a number of services to its clients. In addition to investment advice, Northwestern Mutual provides a range of financial services that include insurance, wealth management, and retirement planning. The company's reputation is built on their commitment to helping clients succeed financially. Northwestern Mutual Investment Services also offers investment research and referrals to other financial advisers. With a focus on delivering high value to clients, the firm leverages its deep understanding of the financial markets and utilizes that knowledge to recommend the best investment strategies to clients. The firm's goal is to provide clients with the tools to make informed decisions and achieve financial success. With its long-standing reputation in the financial industry, Northwestern Mutual Investment Services is a trusted partner for individuals and businesses looking to grow their investment portfolios.

Northwestern Mutual Investment Services, LLC offers a wide range of investment services to different types of clients. The firm caters to high-net-worth individuals, families, and institutions seeking specialized investment solutions. Furthermore, the firm's clients range from sophisticated investors to novices in the investment world, and the firm offers a wide variety of investment products to meet their diverse needs. Fee structures available will vary depending on the service provided, and Northwestern Mutual Investment Services, LLC offers different types of fees to meet the specific needs of its clients. Fixed fees are the simplest form of fee structure, where clients pay a predetermined amount for a particular service or investment. This type of fee structure is used for services such as portfolio management and financial planning. Other types of fees offered by the company include performance-based fees, which are tied to the performance of the investments managed by the firm, and transactional fees, which are charged for executing trades on behalf of clients. The type of fees charged depends on the type of investment product and service provided, and Northwestern Mutual Investment Services, LLC provides transparent and competitive fee structures to ensure its clients receive the best value for their investments.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Northwestern Mutual Investment Services, LLC, the firm does not mention an investment minimum.

How This Office Can Help De Pere, WI Residents

Northwestern Mutual has been serving clients in De Pere, WI for several years and offers a wide range of financial services such as financial planning, investment management, retirement planning, estate planning, and risk management. With De Pere being a rapidly growing city, Northwestern Mutual understands the financial situations that many residents may face such as the high cost of living, student debt, lack of retirement savings, and limited investment opportunities. One way Northwestern Mutual assists its clients in De Pere is by offering personalized financial planning strategies that are tailored to their specific needs and goals. For example, they may work with a recent college graduate to develop a plan for paying off their student debt while still saving for retirement, or with a small business owner to maximize their business's potential for growth while minimizing taxes. They also offer investment management services to help clients make informed decisions about their portfolios and stay on track towards their long-term financial goals. Overall, Northwestern Mutual is committed to helping clients in De Pere build a solid financial foundation that supports their current and future needs.

To view the Minimum Investment and Fee Schedule for Northwestern Mutual Investment Services,LLC, visit their Part 2 Brochure.

Services Offered by Northwestern Mutual Investment Services,LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Northwestern Mutual Investment Services,LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Fixed Fees (Other than subscription)
Other
Unavailable
Percentage of Assets Under Management (AUM)
Hourly
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

This Office Location

Firm location 605 George St, De Pere, WI 54115, USA
Phone (920) 336-0700
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797, United States

This firm has no other locations.

State Registrations

Northwestern Mutual Investment Services,LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Northwestern Mutual Investment Services,LLC does not have any disclosures. Please visit it's Form ADV for more details.