UBS Financial Services Inc.

Financial Advisor in Yellowstone County, MT


Firm Size
Assets Under Management: $692 billion
# of Advisors: 9,954
# of Clients: 1.1 million
Client to Advisor Ratio: 108:1
Average Account Size: $644,401
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Servicess
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Other Investment Advisors
  • Insurance Companies
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

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Ubs Financial Services Inc. Overview

UBS Financial Services Inc. is a fee-based registered investment advisory firm that has been in business since 1971. Based out of their headquarters in Weehawken, NJ, UBS offers a variety of financial services to both individuals and businesses. As a broker-dealer, futures commission merchant and insurance broker/agent, UBS specializes in providing investment advice to their clients. Their services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients and pension consulting services. Additionally, UBS offers the selection of other advisors, publication of periodicals or newsletters, security ratings or pricing services, and educational seminars and workshops. With a long-standing reputation for providing high-quality financial advice and exceptional customer service, UBS Financial Services Inc. has become a leader in the industry. Their team of knowledgeable professionals is committed to meeting the unique needs of each client they serve, while also staying up-to-date on the latest trends and developments in the financial world. Whether you are an individual seeking guidance on your personal finances or a business looking to improve your financial strategy, UBS has the expertise and resources to assist you.

UBS Financial Services Inc. serves a diverse range of clients, including individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, and insurance companies. The firm also caters to other investment advisors, sovereign wealth funds, and other corporation types not explicitly listed. Regardless of their identity, UBS Financial Services provides each client with world-class expertise and personalized attention to help achieve their financial goals. UBS Financial Services Inc. offers a range of fee structures to its clients depending on the services provided. The most common fee structure is a percentage of assets under management (AUM), whereby the firm charges a percentage of the client's total investment portfolio. Other fee structures include hourly rates, fixed fees, commissions, and other fees unique to the service provided. The firm works with each client to determine the best fee structure that aligns with their investment goals and preferences. Overall, UBS Financial Services strives to provide transparent and competitive fee structures that optimize success and value for each client.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure of UBS Financial Services Inc. mentions that their investment minimums may vary depending on the program and product type. They advise clients to speak with their financial advisor for specific information on the investment minimums for their individual accounts. Therefore, UBS Financial Services Inc.'s Part 2 Brochure does not provide a specific investment minimum.

How This Office Can Help Yellowstone County, MT Residents

UBS Financial Services Inc. assists clients in Yellowstone County, MT by offering a range of financial solutions that are tailored to meet the unique needs of each client. The firm has a team of experienced financial advisors who work closely with clients to provide expert advice and guidance, helping them navigate through some of the most complex financial situations. Clients living in Yellowstone County, MT may be facing a variety of financial challenges such as planning for retirement, saving for college education, managing debt, and investing in the stock market. UBS Financial Services Inc. provides a range of services that can help clients overcome these challenges. These services include wealth management, investment advisory, estate planning, tax planning, and risk management, among others. Through its comprehensive suite of financial solutions, UBS helps clients in Yellowstone County, MT achieve their financial goals and create a brighter financial future.

To view the Minimum Investment and Fee Schedule for Ubs Financial Services Inc., visit their Part 2 Brochure.

Services Offered by Ubs Financial Services Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Ubs Financial Services Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Other
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 401 N 31st St Suite 1700, Billings, MT 59101, USA
Phone (800) 248-1700
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 7086, United States

This firm has no other locations.

State Registrations

Ubs Financial Services Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Ubs Financial Services Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs