CastleKeep Investment Advisors LLC

Financial Advisor in Westport, CT

Firm Info
Address: 257 Riverside Ave 2nd floor, Westport, CT 06880, USA
Phone: (203) 682-7200

Firm Size
Assets Under Management: $691.8 million
# of Advisors: 3
# of Clients: 235
Client to Advisor Ratio: 78:1
Average Account Size: $2.9 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly

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Castlekeep Investment Advisors Overview

Castlekeep Investment Advisors is a fee-based registered investment advisory firm that has been in business since 2001. The company is headquartered in Westport, CT, and exclusively offers investment advice to its clients. The firm provides various services, including financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutional clients, and selection of other advisors. Their financial planning services are designed to help clients meet their financial goals by creating a customized plan tailored to their unique needs. Castlekeep Investment Advisors aims to provide clients with peace of mind by managing their portfolios to minimize risk and maximize returns, regardless of their size. They offer portfolio management services to both individuals and small businesses and businesses or institutional clients. In addition to their portfolio management services, Castlekeep Investment Advisors also assists clients in selecting other advisors who can provide specialized investment advice. Furthermore, the firm publishes periodicals or newsletters that offer timely and informative insights into the latest trends and opportunities in the investment industry. Castlekeep Investment Advisors is dedicated to providing their clients with comprehensive and reliable investment advice that is customized to their individual needs, to help them achieve optimal financial outcomes.

billing performance-based fees CASTLEKEEP INVESTMENT ADVISORS is a full-service investment advisory firm catering to a diverse range of clients. The firm offers investment advice and portfolio management services to individuals, high net worth individuals, and other types of corporations not listed. The firm's investment strategies are designed to meet the specific needs and investment objectives of each client, taking into account their financial goals, risk tolerance, and investment horizon. When it comes to fees, CASTLEKEEP INVESTMENT ADVISORS provides multiple fee structures depending on the services provided. The most common fee structure is a percentage of assets under management (AUM) where clients pay a fee that is a percentage of the total value of their investments managed by the firm. The firm may also bill hourly, charging a fixed rate per hour for certain financial planning advice or services. For high net worth clients, a performance-based fee structure may be available where the advisor's compensation is tied to the client's investment performance. This approach incentivizes the advisor to work hard to ensure the best possible outcome for the client and alignment of interests. CASTLEKEEP INVESTMENT ADVISORS is committed to delivering transparency, professionalism, and value to every client.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for CastleKeep Investment Advisors LLC is $250,000, as stated in their Part 2 Brochure. This amount is required in order to open an account, but it may be negotiable under certain circumstances. The brochure notes that all accounts must meet this minimum unless otherwise agreed upon by the firm. Additionally, the brochure does not mention any lower investment minimums for specific types of accounts or clients. Therefore, it can be assumed that the $250,000 minimum applies to all clients of CastleKeep Investment Advisors LLC.

How This Office Can Help Westport, CT Residents

CastleKeep Investment Advisors LLC is a financial advisory firm located in Westport, CT, that helps clients navigate the complex world of investing and financial planning. Their team of experienced professionals offers a range of services to assist clients with managing their wealth and achieving their financial goals. Westport, CT residents may face a variety of financial situations that require the help of a knowledgeable advisor. Some may be looking to save for retirement or their children's education, while others may be dealing with more complex issues such as estate planning or charitable giving. CastleKeep Investment Advisors LLC offers comprehensive financial planning services tailored to each client's specific needs, including investment management, tax planning, and guidance on insurance and other risk management strategies. They work closely with clients to assess their current financial situation, develop a customized plan, and provide ongoing support to ensure that they stay on track to meet their goals.

To view the Minimum Investment and Fee Schedule for Castlekeep Investment Advisors, visit their Part 2 Brochure.

Services Offered by Castlekeep Investment Advisors

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Castlekeep Investment Advisors most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Unavailable
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 257 Riverside Ave 2nd floor, Westport, CT 06880, USA
Phone (203) 682-7200
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 257 RIVERSIDE AVENUE, 2ND FLOOR, WESTPORT, CT 06880-4822, United States

This firm has no other locations.

State Registrations

Castlekeep Investment Advisors is registered to service clients in the following states:

  • Connecticut
  • Delaware
  • New York

Disciplinary History

Castlekeep Investment Advisors does not have any disclosures. Please visit it's Form ADV for more details.