Allworth Financial

Financial Advisor in Walnut Creek, CA


Firm Size
Assets Under Management: $13.8 billion
# of Advisors: 119
# of Clients: 69,528
Client to Advisor Ratio: 584:1
Average Account Size: $198,225
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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Allworth Financial, L.p. Overview

Allworth Financial, L.P. is a fee-based registered investment advisory firm that has been in the business of providing investment advice since 2007. The company is headquartered in Folsom, CA, and specializes in providing financial planning and portfolio management services for individuals, small businesses, and institutional clients. Additionally, the firm offers pension consulting services, selection of other advisors, publication of periodicals or newsletters, and educational seminars and workshops. The focus of Allworth Financial is on providing clients with investment advice that is tailored to their unique needs and goals. The company's portfolio management services are designed to help clients achieve their financial objectives by providing them with access to a range of investment options that are strategically selected for their risk and return potential. Whether working with individuals or businesses, Allworth Financial is committed to offering personalized investment advice that is grounded in sound financial principles. Overall, Allworth Financial is committed to helping clients achieve their financial goals through a combination of sound investment advice, expert portfolio management, and educational services that help clients make informed decisions about their investments. With a focus on quality and personalized service, the firm is well-positioned to help individuals and businesses achieve long-term financial success.

ALLWORTH FINANCIAL, L.P. specializes in serving a diverse range of clients. From individual investors to high net worth individuals, their team has extensive experience in providing financial management and planning services to meet each client's unique needs. In addition to individuals, they also serve pension or profit-sharing plans, charitable organizations, and other corporation types not listed. ALLWORTH FINANCIAL, L.P. prides itself on delivering top-notch financial solutions and guidance to its clients, regardless of their size or industry. When it comes to fee structures, ALLWORTH FINANCIAL, L.P. offers a variety of options depending on the service provided. For clients who need assistance with asset management, they offer a percentage of assets under management (AUM) fee structure. This fee is based on a percentage of the client's total assets managed by ALLWORTH FINANCIAL, L.P., ensuring that the client's interests align with the firm's. Alternatively, for clients who may need a project-based solution or specialized advice, they offer an hourly fee structure. This fee is based on the amount of time the advisor spends on the project or advice provided. Finally, for certain services, they offer fixed fees, which are non-negotiable fees charged for a specific service. These fee structures are designed to provide flexibility for clients and allow them to choose the option that best fits their financial needs.

Typical Clients, Fee Structures & Investment Minimum

According to the note about investment minimums in their Part 2 Brochure, Allworth Financial, L.P. requires a management fee of at least $2,500 annually for client account(s). However, the brochure does not mention any specific investment minimum required to work with the firm.

How This Office Can Help Walnut Creek, CA Residents

Allworth Financial is a financial advisory firm that helps clients in Walnut Creek, CA, to achieve their financial goals. The firm provides customized solutions that cater to each client's unique financial needs and objectives. Allworth's advisors are dedicated to helping their clients create a financial plan that is tailor-made for their individual needs and goals. The firm offers a range of services, including retirement planning, investment management, tax planning, and estate planning, among others. Living in Walnut Creek, CA, individuals may face specific financial situations that require professional assistance. For instance, those nearing retirement may need guidance on how to create a retirement income that will sustain them throughout the rest of their lives. Younger individuals may need assistance in building a sound investment portfolio that is aligned with their goals and risk tolerance. Additionally, residents may also require help in managing their taxes, estate planning, or long-term care planning. Allworth Financial addresses these specific financial situations through their comprehensive financial planning approach and strives to ensure that clients in Walnut Creek, CA, can achieve their financial objectives.

To view the Minimum Investment and Fee Schedule for Allworth Financial, L.p., visit their Part 2 Brochure.

Services Offered by Allworth Financial, L.p.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Allworth Financial, L.p. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1676 N California Blvd UNIT 410, Walnut Creek, CA 94596, USA
Phone (925) 472-0874
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 340 PALLADIO PKWY., SUITE 501, FOLSOM, CA 95630, United States

This firm has no other locations.

State Registrations

Allworth Financial, L.p. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Allworth Financial, L.p. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs