LPL Financial

Financial Advisor in Tustin, CA

Firm Info
Address: 280 S Prospect Ave # A, Tustin, CA 92780, USA
Phone: (714) 505-5811

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

Get Connected with a Financial Advisor

* required fields

Lpl Financial LLC Overview

LPL Financial LLC is a reputable broker-dealer and insurance broker/agent that provides investment advice for its clients. The firm has been in business since 1975 and is headquartered in Fort Mill, SC. As a fee-based investment advisory firm, LPL Financial LLC offers a wide range of financial planning services, portfolio management for individuals and small businesses, and pension consulting services. In addition to these services, LPL Financial LLC also provides portfolio management for businesses or institutional clients, selection of other advisors, and educational seminars and workshops to help clients make informed investment decisions. The firm is dedicated to providing comprehensive financial advice to their clients and meeting their unique needs. LPL Financial LLC offers consulting and other non-discretionary advisory services that further promote clients' financial health and growth. Working with LPL Financial LLC means that clients get access to a team of experienced and knowledgeable professionals who are committed to helping them achieve their financial goals. The firm's reputation for excellence in the financial services industry makes it a top choice for anyone seeking professional investment advice.

LPL Financial LLC serves a diverse range of clients from individual investors to high net worth individuals and even sovereign wealth funds. Additionally, their clientele includes state or municipal government entities, pension or profit sharing plans, charitable organizations, and several other types of corporation. The firm does not discriminate based on the type of client and offers services to all clients who approach them. To cater to the varied needs of its clients, LPL Financial LLC offers different fee structures depending on the type of service provided. Clients can opt for percentage of AUM to be charged for ongoing investments or even an hourly fee-based on consultation services. Fixed fees could also be an option for some services provided. In case of certain investment products like insurance or annuities, LPL Financial LLC may opt for commission as the revenue source instead of markup of fees. These customized and varied fee structures ensure that clients can select the best option according to their requirements and make the most of the services offered by LPL Financial LLC.

Typical Clients, Fee Structures & Investment Minimum

According to LPL FINANCIAL LLC's Part 2 Brochure, the note about investment minimums is blank, and there is no mention of what their investment minimum might be. Therefore, it is unclear what the minimum amount of money required to invest with LPL FINANCIAL LLC might be. Potential investors should reach out to the firm directly to inquire about their investment minimums.

How This Office Can Help Tustin, CA Residents

LPL Financial is a leading provider of investment and wealth management services, offering a wide range of customized financial solutions to clients in Tustin, CA. The company's team of experienced financial advisors work closely with each client to create personalized plans that address their unique financial goals, challenges, and priorities. With a deep understanding of the Tustin area and its economy, LPL Financial is well-equipped to help clients navigate the local financial landscape. Tustin, CA is home to a diverse population with a wide range of financial situations. Some residents may be struggling to manage debt or living paycheck to paycheck, while others may be working to build wealth and plan for retirement. LPL Financial's suite of services can help clients at every stage of their financial journey, from budgeting and saving to investing and retirement planning. The company's advisors can provide guidance on everything from managing debt and creating a savings plan to optimizing investments and minimizing taxes. With a focus on personalized advice and long-term relationships, LPL Financial is committed to helping clients in Tustin, CA achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 280 S Prospect Ave # A, Tustin, CA 92780, USA
Phone (714) 505-5811
Opening Hours
  • Mon 9 AM–4 PM
  • Tue 9 AM–4 PM
  • Wed 9 AM–4 PM
  • Thu 9 AM–4 PM
  • Fri 9 AM–4 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs