Firm Info
Firm Size
Services Offered
- Portfolio Management for Individuals & Small Businesses
- Pension Consulting Services
- Selection of Others Advisors
- Educational Seminars & Workshops
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
- Pension & Profit Sharing Plans
Available Fee Structures
- Percentage of Assets Under Management (AUM)
- Fixed Fees (Other than subscription)
Ns Capital, LLC Overview
NS CAPITAL, LLC is a fee-only investment advisory firm that provides investment advice to individuals and small businesses. Headquartered in Stamford, CT, the firm has been in business since 2018 and is registered as an investment advice-only firm. The firm offers portfolio management services, as well as pension consulting services. In addition to these services, NS CAPITAL, LLC also offers assistance in selecting other advisors. NS CAPITAL, LLC is committed to providing its clients with expert investment advice that will help them to achieve their financial goals. Its portfolio management service is designed to help individuals and small businesses to make the most of their investments. The firm also offers pension consulting services to help clients navigate the complexities of retirement planning. In addition to these services, NS CAPITAL, LLC provides educational seminars and workshops to help clients increase their knowledge and understanding of investment strategies. At NS CAPITAL, LLC, the focus is always on the client. The firm works closely with each client to understand their unique financial situation and investment goals, and to develop a customized investment strategy that is tailored to their needs. With a commitment to transparency and ethical business practices, clients can trust NS CAPITAL, LLC to provide them with the expert investment advice they need to achieve their financial goals.
NS CAPITAL, LLC is a financial advisory firm that caters to a diverse group of clients with varying financial needs. The firm specializes in serving individuals and families seeking financial planning and investment counseling services. Additionally, NS CAPITAL, LLC provides investment management services to high net worth individuals, pension or profit-sharing plans, and corporations. The company recognizes that every client has unique financial requirements, and its dedicated advisors are well-equipped to provide tailored solutions to meet individual needs. When it comes to fee structures, NS CAPITAL, LLC offers two types of payment options. Clients can choose to pay a percentage of their assets under management (AUM). This model ensures that clients are charged based on the overall size of their investment portfolio. Alternatively, clients can choose to pay fixed fees depending on the service provided. The fixed fee model is best suited for clients who require specific financial planning or investment management services without necessarily having a large investment portfolio. Financial terms such as AUM and fixed fees refer to specific payment structures and are common within the financial services industry.
Typical Clients, Fee Structures & Investment Minimum
Unfortunately, the Part 2 Brochure for NS CAPITAL, LLC does not mention anything about investment minimums. It is unclear what the firm's investment minimum may be.
How This Office Can Help Stamford, CT Residents
NS Capital is a leading asset management company that provides financial assistance to clients in Stamford, CT, by offering tailored financial solutions. The residents of Stamford mostly lead a luxurious lifestyle due to the city's high standard of living, which often results in high expenses. Therefore, people in Stamford frequently seek financial guidance to manage their finances. NS Capital assists clients by offering financial planning services to achieve short and long-term financial goals. The company also offers retirement planning, college savings plans, estate planning, and insurance planning services that help clients in Stamford secure their financial future. In addition, NS Capital offers investment management services to the residents of Stamford. While the city's cost of living is relatively high, so too is the cost of real estate, which presents excellent investment opportunities that require experienced and skilled investment managers. Therefore, clients in Stamford require investment solutions that align with their financial goals and risk tolerance levels. NS Capital offers customized investment options that cater to the specific needs of their clients' financial goals. The asset management firm also provides regular reviews of portfolio performance, asset allocation, and risk tolerance levels to ensure clients stay on track towards their financial goals.
Services Offered by Ns Capital, LLC
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by Ns Capital, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
Other Office Locations
Firm Headquarters
This firm has no other locations.
State Registrations
Ns Capital, LLC is registered to service clients in the following states:
- Connecticut
- Florida
- Georgia
- Illinois
- Massachusetts
- New Jersey
- New York
- North Carolina
- South Carolina
- Texas
Disciplinary History
Ns Capital, LLC does not have any disclosures. Please visit it's Form ADV for more details.