CAPTRUST

Financial Advisor in Roslyn, NY

Firm Info
Address: 3 Dakota Dr #310, Lake Success, NY 11042, USA
Phone: (516) 487-8220

Firm Size
Assets Under Management: $655 billion
# of Advisors: 520
# of Clients: 58,162
Client to Advisor Ratio: 112:1
Average Account Size: $11.3 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management of Pooled Investment Vehicles
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Investment Companies
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Performance-based Fees

Get Connected with a Financial Advisor

* required fields

Captrust Overview

CAPTRUST is a fee-based Registered Investment Advisory firm based in Raleigh, North Carolina. Founded in 2003, the company has made its mark in providing investment advice to individual and small-business clients. The firm is also an insurance broker/agent and an accounting firm, offering a range of services to help its clients achieve their financial goals. CAPTRUST's services include financial planning, portfolio management for individuals and small businesses, as well as the management of pooled investment vehicles. The firm also offers portfolio management services to businesses or institutional clients, along with pension consulting services. In addition to these services, CAPTRUST helps its clients select other advisors to assist with their financial needs. CAPTRUST is committed to providing relevant information to its clients and publishes periodicals and newsletters on various financial topics. The company's headquarters are located in Raleigh, NC, where its experienced financial advisors work diligently to help clients achieve their financial goals. As a fee-based firm, CAPTRUST is dedicated to offering transparent and customized advice to meet the unique needs of each of its clients.

CAPTRUST is a respected financial advisory firm that provides an array of services to a broad range of clients in the financial industry. The company serves a diverse pool of clients that includes individual investors, high net worth individuals, banking institutions, investment companies, pension or profit sharing plans, charitable organizations, state or municipal government entities, insurance companies, and other corporations not listed. Regardless of the client type, CAPTRUST offers a level of expertise and a personalized approach to investments that puts the client's needs first. To ensure compliance with regulations and to offer flexibility to clients, CAPTRUST provides a variety of fee structures for its services. Depending on the service provided, clients can choose to pay a percentage of assets under management (AUM), an hourly rate, fixed fees, or performance-based fees. This approach allows for transparency in pricing and helps to align the interests of the firm and the client. CAPTRUST's fee structures and value-based services demonstrate the company's commitment to providing the best possible investment advice to its clients while maintaining a fair and equitable pricing model.

Typical Clients, Fee Structures & Investment Minimum

As an AI language model, I do not have access to the CAPTRUST's other brochure. However, if the investment minimum is not mentioned in their Part 2 Brochure, it is possible that the firm does not have a minimum investment requirement or that it varies depending on the type of investment or account. In any case, interested investors are advised to contact CAPTRUST directly to inquire about their investment minimums and other related information.

How This Office Can Help Roslyn, NY Residents

CAPTRUST is an industry-leading wealth management firm that offers comprehensive financial planning and investment management services to clients in Roslyn, NY. For individuals living in Roslyn, NY, they may face unique financial challenges, such as high living costs, a competitive job market, and expensive real estate prices. CAPTRUST works closely with their clients to develop a customized financial plan that considers their unique goals, needs, and circumstances. From retirement planning and investment management to estate planning and tax optimization, CAPTRUST offers a wide range of financial services to help their clients achieve their financial goals. Their team of experienced financial advisors provides expert guidance and advice to help individuals in Roslyn, NY navigate complex financial decisions and make the most of their money. With CAPTRUST's help, clients can feel confident that their financial future is in good hands.

To view the Minimum Investment and Fee Schedule for Captrust, visit their Part 2 Brochure.

Services Offered by Captrust

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Captrust most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Performance-based Fees
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 3 Dakota Dr #310, Lake Success, NY 11042, USA
Phone (516) 487-8220
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 4208 SIX FORKS RD, SUITE 1700, RALEIGH, NC 27609, United States

This firm has no other locations.

State Registrations

Captrust is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin

Disciplinary History

Captrust does not have any disclosures. Please visit it's Form ADV for more details.