Royal Alliance Associates Inc

Financial Advisor in Phoenixville, PA

Firm Info
Address: 1220 Valley Forge Rd STE 43, Phoenixville, PA 19460, USA
Phone: (610) 933-3300

Firm Size
Assets Under Management: $20.7 billion
# of Advisors: 1,913
# of Clients: 89,747
Client to Advisor Ratio: 47:1
Average Account Size: $230,151
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Other

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Royal Alliance Associates, Inc. Overview

Royal Alliance Associates, Inc. is a fee-based broker-dealer and insurance broker/agent located in Jersey City, NJ. The firm has been in business since 1997, providing a wealth of experience and knowledge in the financial industry. As a registered investment advisory firm, Royal Alliance Associates, Inc. offers a range of investment services to individuals and businesses. Their financial planning services are designed to help clients create a plan that will meet their unique financial goals and objectives. In addition, their portfolio management services are tailored to the needs of individuals, small businesses, and larger businesses or institutional clients. With a focus on pension consulting services, Royal Alliance Associates, Inc. helps clients manage their retirement plans and ensure they are properly funded. One of the standout features of Royal Alliance Associates, Inc. is their commitment to education. They offer educational seminars and workshops to help clients better understand their financial options and make informed decisions. Additionally, the firm also provides selection of other advisors, ensuring that clients have access to a wide range of experts to help them meet their financial goals. Overall, Royal Alliance Associates, Inc. is a well-established and reputable financial firm with a range of investment services to offer clients.

ROYAL ALLIANCE ASSOCIATES, INC. is a financial services firm that provides a wide range of investment solutions to its clients. The types of clients served by the firm include individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, and other corporation types not listed. Each client group has unique needs and objectives that ROYAL ALLIANCE ASSOCIATES, INC. endeavors to meet through its various services. When it comes to the fee structures available at ROYAL ALLIANCE ASSOCIATES, INC., clients have several options depending on the type of service provided. For instance, the firm may charge a percentage of assets under management (AUM) as a fee. Alternatively, clients can opt for an hourly fee structure that covers the time and expertise spent on a particular project. Fixed fees are also available for clients who prefer a predetermined cost for a specific service. ROYAL ALLIANCE ASSOCIATES, INC. may also provide other types of fees, such as performance-based fees, contingency fees, or retainer fees. Regardless of the fee structure chosen, all clients enjoy personalized services tailored to their specific needs and objectives.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for ROYAL ALLIANCE ASSOCIATES, INC.'s VISION2020 Wealth Management Platform - Advisor Managed Portfolios is $50,000. However, the investment minimum for their Unified Managed Account Program varies depending on the investment manager and asset allocation model selected, but it cannot be lower than $5,500. Their Third Party Advisory Services each have their own minimums, while there is no minimum for Financial Planning, Consulting Services, Non-Discretionary Investment Services, or Retirement Plan Consulting. Additionally, all account minimums may be waived at the sole discretion of the Program Sponsor.

How This Office Can Help Phoenixville, PA Residents

As a leading financial advisory firm, Royal Alliance Associates Inc is dedicated to providing clients in Phoenixville, PA with unparalleled services and solutions to overcome their financial challenges. With a team of experienced financial advisors, the firm offers comprehensive wealth management services to help clients navigate the complexities of their financial lives. For individuals in Phoenixville, PA, Royal Alliance Associates Inc can provide tailored financial advice and guidance to help them achieve their financial goals. From retirement planning and investment management to tax planning and estate planning, the firm works closely with clients to develop personalized solutions that meet their specific needs and objectives. Moreover, with a deep understanding of the unique financial challenges that individuals in Phoenixville, PA may face, the firm offers a range of specialized services designed to provide clients with the support and guidance they need to make informed financial decisions.

To view the Minimum Investment and Fee Schedule for Royal Alliance Associates, Inc., visit their Part 2 Brochure.

Services Offered by Royal Alliance Associates, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Royal Alliance Associates, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Other
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1220 Valley Forge Rd STE 43, Phoenixville, PA 19460, USA
Phone (610) 933-3300
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 10 EXCHANGE PLACE, SUITE 1410, JERSEY CITY, NJ 7302, United States

This firm has no other locations.

State Registrations

Royal Alliance Associates, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Royal Alliance Associates, Inc. does not have any disclosures. Please visit it's Form ADV for more details.