Commonwealth Financial Network

Financial Advisor in Florida, NY

Firm Info
Address: 110 Crystal Run Rd, Middletown, NY 10941, USA
Phone: (845) 695-5333

Firm Size
Assets Under Management: $162 billion
# of Advisors: 2,700
# of Clients: 540,172
Client to Advisor Ratio: 200:1
Average Account Size: $299,904
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Commonwealth Financial Network Overview

Commonwealth Financial Network is a fee-based firm that has been providing investment advice to clients since its founding in 1992. Headquartered in Waltham, MA, this registered investment advisory firm operates as a broker-dealer, offering a range of financial services and consulting to both individuals and businesses. As a fee-based firm, clients can expect transparent and fair compensation arrangements for the services that they receive. In addition to financial planning and portfolio management, Commonwealth Financial Network also offers pension consulting services, selection of other advisors, publication of periodicals or newsletters, educational seminars, and workshops. Whether you are an individual investor looking to grow your wealth or a small business owner seeking advice on managing your finances, Commonwealth Financial Network has the expertise and resources to help you achieve your financial goals. With over 25 years of experience, their team of seasoned professionals can provide customized solutions to fit your unique needs and objectives. Trust in their proven track record of success as a trusted advisor and partner. For businesses and institutional clients, Commonwealth Financial Network offers comprehensive portfolio management solutions. Their experienced team can work with you to identify and analyze investment opportunities that align with your objectives, risk tolerance, and time horizon. Their pension consulting services can also provide businesses with detailed analysis, guidance, and support to help them navigate complex retirement plan regulations and ensure compliance with fiduciary obligations.

COMMONWEALTH FINANCIAL NETWORK is a highly respected firm that caters to a wide range of clients with diverse needs. The firm offers financial services to individuals, high net worth individuals, pension or profit-sharing plans, charitable organizations, state or municipal government entities, and other corporation types not listed. Each client is treated uniquely and with utmost professionalism. COMMONWEALTH FINANCIAL NETWORK takes pride in its ability to deliver comprehensive solutions for each client, irrespective of their background or financial circumstance. The fee structures available at COMMONWEALTH FINANCIAL NETWORK are flexible and designed to meet the diverse needs of its clients. Depending on the service provided, clients can choose from an array of options, such as a percentage of AUM, hourly charges, fixed fees, or commissions. The firm understands that each client has unique financial goals, and thus, offers customized financial services based on the client's objectives. Regardless of their financial circumstances, COMMONWEALTH FINANCIAL NETWORK ensures that each client gets maximum value from their services. They take the time to explain each fee structure and help their clients choose the one that best suits their needs. With their expertise, COMMONWEALTH FINANCIAL NETWORK is committed to delivering the best financial solutions at competitive prices.

Typical Clients, Fee Structures & Investment Minimum

According to Commonwealth Financial Network's Part 2 Brochure, there is no mention of an investment minimum for their services.

How This Office Can Help Florida, NY Residents

Wells Fargo Advisors offers a variety of investment and financial planning services to clients in Missoula, MT. They work closely with clients to create customized financial plans based on their specific needs and goals. This could include retirement planning, investment strategies, estate planning, trust services, and more. Living in Missoula, MT presents unique financial challenges, such as the high cost of living and the need to plan for retirement in a state with a potentially volatile economy. Wells Fargo Advisors can help clients navigate these challenges by developing a comprehensive financial plan that takes into account their specific circumstances. Additionally, their team of experienced financial advisors can provide ongoing guidance and support to help clients stay on track towards their financial goals. Whether it's developing a sound investment strategy or planning for retirement, Wells Fargo Advisors is committed to helping clients in Missoula, MT achieve financial success.

To view the Minimum Investment and Fee Schedule for Commonwealth Financial Network, visit their Part 2 Brochure.

Services Offered by Commonwealth Financial Network

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Commonwealth Financial Network most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 110 Crystal Run Rd, Middletown, NY 10941, USA
Phone (845) 695-5333
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 29 SAWYER ROAD, WALTHAM, MA 02453-3483, United States

This firm has no other locations.

State Registrations

Commonwealth Financial Network is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Commonwealth Financial Network does not have any disclosures. Please visit it's Form ADV for more details.