Raymond James & Associates

Financial Advisor in Orange County, NC

Firm Info
Address: 1380 Environ Way, Chapel Hill, NC 27517, USA
Phone: (919) 918-4880

Firm Size
Assets Under Management: $331 billion
# of Advisors: 4,916
# of Clients: 869,177
Client to Advisor Ratio: 177:1
Average Account Size: $380,820
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Insurance Companies
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

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Raymond James & Associates, Inc. Overview

Raymond James & Associates, Inc. is a fee-based investment advisory firm with headquarters located in St. Petersburg, FL. The firm has been in business since 1974, offering a variety of services ranging from financial planning to portfolio management for individuals and small businesses. Additionally, the firm caters to businesses or institutional clients and provides pension consulting services. As a broker-dealer, insurance broker/agent, and municipal advisor, Raymond James offers a broad range of investment advice, selecting other advisors as necessary. Raymond James & Associates, Inc. also offers a variety of other services, such as non-discretionary advisory services, asset allocation, hourly and fixed rate consultations, and providing research to certain institutional clients. The firm prides itself on its comprehensive portfolio management services, which provide clients with the flexibility to choose the right investment strategy to meet their investment goals. With a wide range of services, Raymond James aims to help clients grow, manage, and protect their wealth, offering customized solutions that meet their individual needs and goals. Overall, Raymond James & Associates, Inc. is a well-established investment advisory firm with a long history of providing top-notch investment advice and comprehensive services to a broad range of clients. With a commitment to financial planning, portfolio management, and pension consulting, the firm provides clients with peace of mind and the confidence to make informed investment decisions that will help them achieve their financial goals.

RAYMOND JAMES & ASSOCIATES, INC. has a wide range of clients that they serve. They cater to individuals who are looking for financial planning assistance, as well as high net worth individuals with more complex financial portfolios. They also work with banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, and insurance companies. Additionally, they have experience working with other corporation types that are not listed and other types of clients that have unique needs. The fee structures available at RAYMOND JAMES & ASSOCIATES, INC. vary depending on the service provided. They offer percentage-based fees for clients who entrust them with their assets under management (AUM). They also offer hourly fees for tasks that require time-specific work. For clients who simply need advice, they offer fixed fees. Finally, they also offer commissions for transactions performed on behalf of clients. All in all, RAYMOND JAMES & ASSOCIATES, INC. is able to customize their fee structures to match the needs of each of their clients, providing a bespoke service that is individually tailored to best suit each client.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, Raymond James & Associates, Inc. does not have a minimum asset amount requirement for their planning and investment consulting services for individuals. However, clients should consult with their financial advisor to see if there are any minimum asset requirements for acceptance as a client. The client will also need to complete the Wealth Advisory Services agreement and pay the fees noted in the agreement. Therefore, it can be inferred that Raymond James & Associates, Inc. does not have an investment minimum.

How This Office Can Help Orange County, NC Residents

Raymond James & Associates is a comprehensive investment firm that assists clients in Orange County, NC, with their financial planning needs. As part of its services, the firm offers personalized investment plans that are tailored to each client's unique situation. Some of the financial situations that residents of Orange County, NC, may be facing include planning for retirement, saving for college, managing debt, and creating an estate plan. Raymond James & Associates helps clients address these issues by providing financial education, investment strategies, and wealth management solutions. With its team of experienced advisors and technology-driven platform, the firm is well-equipped to help individuals and families in Orange County, NC, achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Raymond James & Associates, Inc., visit their Part 2 Brochure.

Services Offered by Raymond James & Associates, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Raymond James & Associates, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1380 Environ Way, Chapel Hill, NC 27517, USA
Phone (919) 918-4880
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716, United States

This firm has no other locations.

State Registrations

Raymond James & Associates, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Raymond James & Associates, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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