Firm Info
Firm Size
Services Offered
- Financial Planning
- Portfolio Management for Individuals & Small Businesses
Types of Clients
- Individuals (Not High Net Worth)
-
Individuals High Net Worth
*>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth
Available Fee Structures
- Percentage of Assets Under Management (AUM)
T. Anton Investment House, Inc. Overview
T. ANTON INVESTMENT HOUSE, INC. is a registered investment advisory firm that has been in business since 2017. The firm is located in Middleton, WI and operates on a fee only basis, meaning that clients are only charged for the advice and services provided. As an investment advice only firm, T. ANTON INVESTMENT HOUSE, INC. provides its clients with expert guidance on their investments and financial planning. The firm's services include financial planning and portfolio management. Individuals and small businesses can benefit from T. ANTON INVESTMENT HOUSE, INC.'s portfolio management services, which involve the monitoring and management of investment portfolios. The firm's financial planning services help clients develop a clear understanding of their financial goals and create a roadmap to achieve them. T. ANTON INVESTMENT HOUSE, INC. emphasizes personalized service and focuses on building long-term relationships with its clients. The firm's goal is to help clients make informed financial decisions and achieve their financial goals. With its experienced team of professionals and commitment to client satisfaction, T. ANTON INVESTMENT HOUSE, INC. is a trusted partner in investment and financial planning.
T. ANTON INVESTMENT HOUSE, INC. serves a diverse clientele base, ranging from individuals to high net worth individuals seeking top-of-the-line investment services. Providing exceptional services and investment strategies that cater to the specific needs of each client, the firm prides itself on clientele satisfaction. The firm is committed to offering tailored solutions and personalized attention to every client, regardless of their net worth or investment goals. When it comes to fee structures, T. ANTON INVESTMENT HOUSE, INC. offers various pricing options depending on the type of service provided. One of the most common fee structures is a percentage of assets under management (AUM). This fee structure charges a certain percentage of the client's total assets that the firm manages. This arrangement allows clients to have a clear understanding of what they will be paying for the firm's services. In addition to the percentage of AUM structure, the firm offers other customized pricing structures for clients with specific needs or investment goals. T. ANTON INVESTMENT HOUSE, INC. believes that providing flexible and transparent fee structures is essential in building strong, long-lasting relationships with its clients.
Typical Clients, Fee Structures & Investment Minimum
The investment minimum for T. Anton Investment House, Inc. is typically $500,000, as stated in their Part 2 Brochure note about investment minimums. However, they also consider accepting smaller accounts on a case-by-case basis.
How This Office Can Help Middleton, WI Residents
T. Anton Investment House is a trusted investment firm that provides personalized financial solutions to clients in Middleton, WI. The firm assists clients in creating and managing their investment portfolios, retirement planning, and wealth management strategies. They offer a comprehensive range of financial services, including tax planning, estate planning, and insurance. Middleton, WI is a diverse community where people are facing different financial situations. Many Middleton residents are planning for retirement and seeking expert guidance on how to secure their financial future. Others may be starting a small business and need assistance with their finances or need help navigating the complexities of saving for college. Whatever the financial needs may be, T. Anton Investment House provides clients with customized solutions that align with their goals and help them navigate the ups and downs of the financial landscape.
Services Offered by T. Anton Investment House, Inc.
Core Advisor Services
Financial Planning
Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.
Portfolio Management for Individuals & Small Businesses
Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.
Market Timing Services
Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.
Other Services
Selection of Other Advisors
The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.
Publication of Periodicals or Newsletters
The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.
Educational Seminars & Workshops
The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.
Fee Structures
Financial advisory fees usually are based on the services provided. Fee types charged by T. Anton Investment House, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
Percentage of Assets Under Management (AUM)
This fee structure charges a percentage of the assets under management by the firm. Fee structures are often tiered based on the amount of assets managed, with higher AUM often charged a lower rate.
Between 0.50% and 2.00% of assets under management (annually), often lower for a robo advisor. Fees are typically charged quarterly by the firm and will show on your investment statement. View typical advisor costs here.
~96% of registered firms offer this fee structure.
If you have $1 million managed by a firm at a 1% management fee, you would be charged $10,000/year to manage your assets (or $2,500 per quarter). This would be automatically deducted from your investment portfolio.
Unavailable
Hourly
Similar to an attorney, a financial consultant might charge fees based on hourly rates. This fee structure can be advantageous when seeking specific or ad hoc advice.
Charges generally span from $150 to $400 per hour, depending on the extent of the services required.
~33% of registered firms offer this fee structure.
If you needed hourly consulting to sell a business or transfer your estate to your children but did not want your assets managed by a firm, you could consult a firm at an hourly rate to answer any questions you may have.
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Fixed fees are a one-time, lump-sum payment rendered for a specific service, such as creating a financial plan without ongoing management or implementation. This option is beneficial if you solely require guidance for a particular objective rather than a long-term consultancy or asset management.
Fixed fees for creating a financial plan often range from $1,000 to $3,000.
~49% of registered firms offer this fee structure.
If you did not want a firm to manage your assets but needed to create a retirement plan, life transition plan such as divorce or loss of a spouse, estate transition plan, business financial plan, or any other financial planning, you could consult with an RIA firm to help you with the creation of that plan.
Commissions
Occasionally, advisors are compensated through commissions by selling certain financial products, such as mutual funds or life insurance policies, or as a broker-dealer by facilitating the buying and selling of securities. Advisors who receive commissions may be incentivized to make specific suggestions to clients in order to secure a commission. Advisors who operate on a fee-only basis do not earn commissions, whereas fee-based advisors may do so.
Often 3% - 6% of the value of the security.
Only ~3% of registered firms say they offer this fee structure, but other advisors may receive “soft dollars”. Many mutual funds charge 12b-1 fees to cover the promoting and selling of the fund’s shares. While your advisor does not charge these fees, they may receive a kickback for recommending the investment.
An advisor selling their client on a life insurance policy and receiving a commission on the sale of that policy, or recommending a specific investment and receiving a kickback for that recommendation.
Performance-based Fees
Advisors typically obtain performance-based fees if a portfolio surpasses a predefined benchmark. This fee is determined through various methods, but is most commonly assessed as a percentage of investment gains. Performance-based fees may incentivize advisors to undertake riskier decisions in pursuit of generating higher returns.
“Two and Twenty” is common among hedge funds with a 2% management fee and a 20% incentive fee above the “hurdle rate,” or performance threshold the fund is compared against.
32% of registered firms offer this fee structure.
A hedge fund earns a 15% return with a 20% performance fee in above the performance of the S&P 500, which grew 7% that same year.
20% of fund growth in excess of S&P 500’s 7% growth for that year = 15% hedge fund growth - 7% S&P 500 growth = 8% difference x 20% = 2% performance fee (in addition to the management fee).
Other
Firms occasionally offer unconventional fee structures when charging clients. For more detailed information about a firm’s specific fee structures, please refer to their Form ADV and Part 2 Brochure.
Types of Clients
*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.
This Office Location
Other Office Locations
This firm has no other locations.
State Registrations
T. Anton Investment House, Inc. is registered to service clients in the following states:
- Arizona
- Florida
- Illinois
- Minnesota
- New Hampshire
- Wisconsin
Disciplinary History
T. Anton Investment House, Inc. does not have any disclosures. Please visit it's Form ADV for more details.