Oak Tree Financial Services, LLC

Financial Advisor in Madison County, AL

Firm Info
Address: 400 Bob Wallace Ave SW, Huntsville, AL 35801, USA
Phone: (256) 704-9400

Firm Size
Assets Under Management: $124.4 million
# of Advisors: 4
# of Clients: 462
Client to Advisor Ratio: 116:1
Average Account Size: $269,262
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth


Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Oak Tree Financial Services, LLC Overview

OAK TREE FINANCIAL SERVICES, LLC is a newly established investment advisory firm that provides investment advice only. Their headquarters is located in Huntsville, AL. They have been in business since 2022 and operate on a fee-only basis, which means they don't earn any commission-based fees or incentives. Their services include financial planning, portfolio management for both individuals and small businesses, as well as pension consulting services. Whether you're an individual who wants to build or safeguard your personal wealth, or a small business owner who needs customized solutions to optimize your investment performance, OAK TREE FINANCIAL SERVICES, LLC can help. Their team includes experienced financial advisors who are well-versed in managing investment portfolios and developing financial plans that are tailored to your unique needs and goals. They are committed to providing personalized service to each of their clients, helping them navigate the complexities of investing and financial planning. So, if you're looking for a trusted partner who can help you achieve financial success, OAK TREE FINANCIAL SERVICES, LLC is a great choice.

OAK TREE FINANCIAL SERVICES, LLC is a financial advisory firm that prides itself on serving a wide variety of clients. From individuals to high net worth individuals, Oak Tree has extensive experience and expertise in handling the financial needs of diverse clients. The firm understands that each client comes with unique financial goals, objectives, and needs. Thus, they offer tailored financial solutions to suit each individual client's requirements. For instance, their services cater to clients seeking retirement planning, wealth management, estate planning, and investment management, among others. When it comes to fees, Oak Tree Financial Services, LLC offers different pricing models depending on the type of service provided. The firm's fee structures include percentage of assets under management (AUM), hourly, and fixed fees. For instance, clients interested in portfolio management can expect to pay a percentage of their AUM, while those seeking an hourly rate model would pay for advisory services based on time spent. Additionally, fixed fees are also available depending on the service and level of complexity required. Oak Tree's transparent and flexible pricing means clients can choose what fee structure works best for them, ensuring that they receive the best possible value from the firm's services.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for Oak Tree Financial Services, LLC did not mention anything about the firm's investment minimum. It is advisable to contact the firm directly to inquire about their investment minimums if you are interested in their services.

How This Office Can Help Madison County, AL Residents

Oak Tree Financial Services, LLC is committed to assisting clients in Madison County, AL in managing their financial goals and planning for the future. The team at Oak Tree understands the significance of each individual's unique financial situation and offers a wide range of personalized services that address their specific needs. Madison County residents may be facing various financial challenges, from managing their retirement savings to saving for college tuition or purchasing their first home. Oak Tree Financial Services, LLC provides assistance in budgeting, investing, insurance planning, and other financial planning services tailored to their particular goals, such as investing in diversified portfolios or minimizing tax obligations. Moreover, the team at Oak Tree recognizes that life is full of unexpected events and provides estate planning services designed to help clients secure their family's future with wills, trusts, and other legal documents. Oak Tree Financial Services, LLC offers an approachable and reliable financial planning partnership that clients in Madison County, AL can count on.


Services Offered by Oak Tree Financial Services, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Oak Tree Financial Services, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 400 Bob Wallace Ave SW, Huntsville, AL 35801, USA
Phone (256) 704-9400
Opening Hours
  • Mon 8 AM–4 PM
  • Tue 8 AM–4 PM
  • Wed 8 AM–4 PM
  • Thu 8 AM–4 PM
  • Fri 8 AM–4 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:
5 Stars  |  1 Reviews

Other Office Locations

This firm has no other locations.

State Registrations

Oak Tree Financial Services, LLC is registered to service clients in the following states:

  • Alabama
  • Nebraska
  • Tennessee
  • Texas

Disciplinary History

Oak Tree Financial Services, LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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