Transamerica Financial Advisors, Inc.

Financial Advisor in Logan, UT

Firm Info
Address: 917 W 600 N Ste. #108, Logan, UT 84321, USA
Phone: (435) 753-7942

Firm Size
Assets Under Management: $1.8 billion
# of Advisors: 1,225
# of Clients: 50,030
Client to Advisor Ratio: 41:1
Average Account Size: $35,152
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Commissions

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Transamerica Financial Advisors, Inc. Overview

Transamerica Financial Advisors, Inc. is a registered investment advisory firm that has been serving clients since 1991. The company is headquartered in St. Petersburg, FL and specializes in providing investment advice through a fee based fee arrangement. Their services include investment portfolio management for individuals and small businesses, as well as businesses or institutional clients. The firm is a broker-dealer and insurance broker/agent, which means that they are authorized to buy and sell securities, and offer insurance products to their clients. They also provide a selection of other advisors to help clients make informed investment decisions. Transamerica Financial Advisors, Inc. prides itself on offering educational seminars and workshops to help clients make informed financial decisions. These seminars cover a variety of topics, including investment strategies, risk management, retirement planning, and estate planning. The firm is committed to providing personalized service and helping clients achieve their financial goals.

Transamerica Financial Advisors, Inc. serves a diverse range of clients, including individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, and other corporate entities. They also cater to other types of clients outside of these categories. The firm believes in providing personalized attention and tailored solutions to meet the unique needs of each client. When it comes to fee structures, Transamerica Financial Advisors, Inc. offers flexibility depending on the type of service provided. Clients can opt for a percentage of assets under management (AUM) as their fee structure or pay on a commission basis. The percentage of AUM fee structure is based on the total value of the assets being managed and is generally calculated as an annual rate. Commissions, on the other hand, are fees paid to an advisor in exchange for the sale of a financial product such as insurance or mutual funds. With their variety of fee structures, Transamerica Financial Advisors, Inc can offer clients the flexibility they need to achieve their financial goals.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Transamerica Financial Advisors, Inc. notes that certain programs have minimum investment amounts starting at $10.00. However, it's important to note that this minimum may vary depending on the account program selected by the investor. Therefore, it's recommended that potential investors consult with Transamerica directly to determine the investment minimum for their specific program of interest.

How This Office Can Help Logan, UT Residents

Transamerica Financial Advisors, Inc. provides comprehensive financial planning solutions to clients in Logan, UT. The firm understands that each client’s financial situation is unique and requires a personalized approach. The advisors aim to identify their clients' financial goals, both short-term and long-term, and create a customized plan to help them achieve their objectives. Some of the specific financial situations that someone living in Logan, UT might be facing include budgeting for student loans, planning for retirement, saving for a down payment on a home, and investing in the stock market. The advisors at Transamerica Financial Advisors, Inc. have the knowledge and expertise to provide guidance on all these matters, as well as other financial issues that may arise. They work closely with their clients to ensure they understand the risks and rewards of their investment choices and adjust their strategies accordingly. Whether a client is just starting out in their career or nearing retirement, the advisors at Transamerica Financial Advisors, Inc. can help them navigate the complex financial landscape and make informed decisions for their future.

To view the Minimum Investment and Fee Schedule for Transamerica Financial Advisors, Inc., visit their Part 2 Brochure.

Services Offered by Transamerica Financial Advisors, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Transamerica Financial Advisors, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 917 W 600 N Ste. #108, Logan, UT 84321, USA
Phone (435) 753-7942
Directions
Google My Business Reviews:
4 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 570 CARILLON PARKWAY, ST PETERSBURG, FL 33716-1202, United States

This firm has no other locations.

State Registrations

Transamerica Financial Advisors, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Transamerica Financial Advisors, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs