Capital Management

Financial Advisor in Logan, UT

Firm Info
Address: 1034 1380 N, Logan, UT 84321, USA
Website:
Phone: (435) 213-3684

Firm Size
Assets Under Management: $312.4 million
# of Advisors: 2
# of Clients: 472
Client to Advisor Ratio: 236:1
Average Account Size: $661,807
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Capital Management LLC Overview

Capital Management LLC is a registered investment advisory firm with its headquarters based in Greensboro, NC. The firm has been in business since 1998, providing clients with expert financial advice and portfolio management. It operates on a fee-only arrangement, which means the firm only charges fees for the services it provides, ensuring transparency and impartiality. As an insurance broker/agent, Capital Management LLC also provides clients with specialized knowledge and advice on insurance policies and their implications on their overall financial health. This unique perspective enables the firm to offer clients a comprehensive financial planning approach and help them achieve their long-term financial goals. The firm primarily offers financial planning services and portfolio management for individuals and small businesses. Its experienced advisors tailor investment portfolios to fit clients' unique risk tolerance and personal financial objectives, ensuring that their investments align with their long-term goals. Capital Management LLC also helps clients select other advisors for their specific needs, ensuring clients receive a holistic financial planning approach and expertise from multiple sources.

Capital Management LLC serves a diverse range of clients. The firm caters to individuals seeking financial planning advice and investment management services to help them achieve their financial goals. High net worth individuals are also one of the firm's specialty clients who require more sophisticated and personalized financial planning solutions. In addition, Capital Management LLC serves as an advisor to pension and profit sharing plans, providing customized investment solutions tailored to their specific objectives and goals. The fee structures offered by Capital Management LLC are flexible and cater to different types of services provided to its clients. One of the most commonly used fee structures is the percentage of AUM, where clients pay a percentage of their assets under management as a fee to the firm. This model incentivizes the advisory team to achieve positive returns and grow the clients' portfolios, as the firm's revenues depend on the overall performance of the assets under management. Alternatively, clients can opt for an hourly fee structure, where they pay based on the number of hours spent on financial planning and investment advice. This fee structure is ideal for clients who require occasional financial planning services and advice or for those who prefer to manage their investment portfolios on their own. Finally, Capital Management LLC also offers fixed fees for specific services provided, such as retirement planning, tax planning, and estate planning. This fee structure is popular among clients who require a one-time service or project-based advice and do not want to pay based on the assets under management or the number of hours spent on the project. Overall, the firm's fee structures are designed to cater to the varied needs of its clients and provide them with the best value for their money.

Typical Clients, Fee Structures & Investment Minimum

The minimum investment for Capital Management LLC is $250,000.00, as stated in their Part 2 Brochure note about investment minimums. However, they note that this account size may be negotiable under certain circumstances. Additionally, they may group related client accounts to achieve the minimum account size and determine the annualized fee. An annual total minimum fee of $1,500.00 is also required, which may prevent them from providing services to very small ERISA plans.

How This Office Can Help Logan, UT Residents

At Capital Management, we prioritize our clients' financial wellbeing and strive to assist them with their unique financial situations. For residents of Logan, UT, we offer a range of financial management services that target specific needs. With many residents facing financial difficulties such as student debt, mortgage payments, and retirement planning, our team of experts provides personalized solutions. Our financial management services include investment management, tax planning, estate planning, and retirement planning. We understand that each client has unique goals and financial situations, which is why we work with them to create customized financial plans that help them achieve their long-term financial goals. For clients in Logan, UT, we strive to provide financial management services that help them navigate the complexities of their financial lives and achieve financial stability.

To view the Minimum Investment and Fee Schedule for Capital Management LLC, visit their Part 2 Brochure.

Services Offered by Capital Management LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Capital Management LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1034 1380 N, Logan, UT 84321, USA
Phone (435) 213-3684
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 628 GREEN VALLEY ROAD, SUITE 204, GREENSBORO, NC 27408, United States

This firm has no other locations.

State Registrations

Capital Management LLC is registered to service clients in the following states:

  • North Carolina
  • South Carolina
  • Texas
  • Virginia

Disciplinary History

Capital Management LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs