Monterey Private Wealth

Financial Advisor in Livermore, CA

Firm Info
Address: 4900 Hopyard Rd Suite 100, Pleasanton, CA 94588, USA
Phone: (925) 462-8005

Firm Size
Assets Under Management: $858.3 million
# of Advisors: 8
# of Clients: 1,809
Client to Advisor Ratio: 226:1
Average Account Size: $474,464
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Selection of Others Advisors
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Other

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Monterey Private Wealth, Inc. Overview

Monterey Private Wealth, Inc. is an investment advisory firm located in Monterey, CA. The firm has been in business since 2002, providing investment advice only to clients. The fee arrangement at the firm is fee only, which means that clients can trust that the advice given is unbiased and in their best interest. The services offered at Monterey Private Wealth include financial planning, portfolio management for both individuals and small businesses, and pension consulting services. The firm also offers a unique service of selecting and recommending other advisors to clients. This service ensures clients receive the best advice and guidance from the most qualified professionals in the industry. In addition to its primary services, the firm also offers consulting services to its clients. These consulting services are designed to help clients navigate complex financial issues and provide guidance on the best course of action to take. Overall, Monterey Private Wealth, Inc. is an experienced and trusted investment advisory firm committed to providing top-quality advice and services to its clients.

MONTEREY PRIVATE WEALTH, INC. offers a range of financial and investment services to clients from diverse backgrounds. The firm caters to individuals seeking to manage their personal finances, as well as high net worth individuals who require a more sophisticated approach to managing their substantial wealth. Additionally, the firm serves pension and profit sharing plans, as well as charitable organizations that seek to maximize their resources and optimize investment strategies. MONTEREY PRIVATE WEALTH, INC. offers clients flexibility in terms of fee structures, depending on the level of service provided. The firm offers a percentage of assets under management (AUM) fee in which clients pay a percentage of the total investments managed by the company. Alternatively, the company offers hourly fees in which clients pay for the number of hours dedicated to specific financial services. Fixed fees may also be available for certain services, while other types of fees may be discussed based on the unique needs of the clients. MONTEREY PRIVATE WEALTH, INC. values transparency and fairness in its fee structures, ensuring that clients receive high-quality, personalized service with optimal value for their investments.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Monterey Private Wealth, Inc. states that the firm generally requires a minimum aggregate account value of $1,000,000 for its clients. However, the firm reserves the right to reduce this minimum investment requirement based on certain criteria, such as anticipated future earning capacity or familial relationships. Therefore, it is possible for Monterey Private Wealth, Inc. to accept clients with an investment amount lower than $1,000,000 at their discretion.

How This Office Can Help Livermore, CA Residents

Monterey Private Wealth is a financial advisory firm that offers comprehensive wealth management services to individuals and families in Livermore, CA. The firm is dedicated to providing customized investment solutions that align with each client's unique financial goals and objectives. As a result, clients can expect a personalized approach to wealth management that is tailored to their specific financial needs and circumstances. Livermore, CA, is home to many high-net-worth individuals who are in need of professional financial guidance. Some of the financial situations that residents of Livermore may face include managing a large inheritance or windfall, planning for retirement, minimizing taxes, and protecting their assets. Monterey Private Wealth helps clients navigate these financial challenges by offering a range of services, including investment management, retirement planning, tax planning, estate planning, and risk management. With their expertise, clients can feel confident that their wealth is being managed in a way that is aligned with their long-term financial goals.

To view the Minimum Investment and Fee Schedule for Monterey Private Wealth, Inc., visit their Part 2 Brochure.

Services Offered by Monterey Private Wealth, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Monterey Private Wealth, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Other
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 4900 Hopyard Rd Suite 100, Pleasanton, CA 94588, USA
Phone (925) 462-8005
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940, United States

This firm has no other locations.

State Registrations

Monterey Private Wealth, Inc. is registered to service clients in the following states:

  • Arizona
  • California
  • Idaho
  • Michigan
  • Nevada
  • New York
  • Oregon
  • Texas
  • Utah
  • Virginia
  • Washington

Disciplinary History

Monterey Private Wealth, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs