Diversified Wealth Solutions Powered by LPL Financial

Financial Advisor in Lake County, IN

Firm Info
Address: 2833 Lincoln St #3, Highland, IN 46322, USA
Phone: (219) 301-5030

Firm Size
Assets Under Management: $269 billion
# of Advisors: 16,527
# of Clients: 1.1 million
Client to Advisor Ratio: 64:1
Average Account Size: $254,931
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops
  • Other

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions

Get Connected with a Financial Advisor

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Lpl Financial LLC Overview

LPL Financial LLC is a reputable broker-dealer and insurance broker/agent that provides investment advice for its clients. The firm has been in business since 1975 and is headquartered in Fort Mill, SC. As a fee-based investment advisory firm, LPL Financial LLC offers a wide range of financial planning services, portfolio management for individuals and small businesses, and pension consulting services. In addition to these services, LPL Financial LLC also provides portfolio management for businesses or institutional clients, selection of other advisors, and educational seminars and workshops to help clients make informed investment decisions. The firm is dedicated to providing comprehensive financial advice to their clients and meeting their unique needs. LPL Financial LLC offers consulting and other non-discretionary advisory services that further promote clients' financial health and growth. Working with LPL Financial LLC means that clients get access to a team of experienced and knowledgeable professionals who are committed to helping them achieve their financial goals. The firm's reputation for excellence in the financial services industry makes it a top choice for anyone seeking professional investment advice.

LPL FINANCIAL LLC caters to a diverse range of clients, and their clients include individuals, high net worth individuals, and pension or profit sharing plans. Additionally, the firm also serves charitable organizations, state or municipal government entities, and sovereign wealth funds. LPL FINANCIAL LLC is equipped to serve various other types of corporation types and other types of clients not listed, ensuring that their services are accessible for a wide range of clients. LPL FINANCIAL LLC offers a variety of fee structures depending on the service provided. Clients can choose to pay a percentage of assets under management (AUM), an hourly fee, fixed fees, or commissions. The percentage of AUM fee structure is based on the percentage of assets that the firm manages on behalf of the client. Alternatively, the hourly fee includes a set rate per hour for the time spent working on the client's account. Fixed fees are a set amount paid for a specific service provided. Lastly, commissions are a payment arrangement resulting from the sale of financial products. Clients can select a fee structure that best suits their requirements and preferences, ensuring that they receive tailored service and cost-effective investment solutions.

Typical Clients, Fee Structures & Investment Minimum

According to LPL FINANCIAL LLC's Part 2 Brochure, the note about investment minimums is blank, and there is no mention of what their investment minimum might be. Therefore, it is unclear what the minimum amount of money required to invest with LPL FINANCIAL LLC might be. Potential investors should reach out to the firm directly to inquire about their investment minimums.

How This Office Can Help Lake County, IN Residents

Diversified Wealth Solutions Powered by LPL Financial offers comprehensive financial planning and investment management services to clients in Lake County, IN. The firm understands that people in this area face a variety of financial challenges, such as saving for retirement, paying off debt, and planning for their children's education. With years of experience, the team at Diversified Wealth Solutions Powered by LPL Financial is well-equipped to guide clients through these challenges and develop a personalized financial plan that meets their unique needs. One way the firm helps clients in Lake County, IN is by offering investment management services that are tailored to their risk tolerance and investment goals. The team can help clients navigate the complex world of investing and choose investments that align with their goals and values. In addition, they offer retirement planning services that help clients ensure they have enough savings to retire comfortably. They can also help clients with estate planning, tax planning, and insurance planning, as well as provide guidance on college savings plans.

To view the Minimum Investment and Fee Schedule for Lpl Financial LLC, visit their Part 2 Brochure.

Services Offered by Lpl Financial LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Lpl Financial LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 2833 Lincoln St #3, Highland, IN 46322, USA
Phone (219) 301-5030
Opening Hours
  • Mon 9 AM–5 PM
  • Tue 9 AM–5 PM
  • Wed 9 AM–5 PM
  • Thu 9 AM–5 PM
  • Fri 9 AM–4 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 1055 LPL WAY, FORT MILL, SC 29715, United States

This firm has no other locations.

State Registrations

Lpl Financial LLC is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Lpl Financial LLC does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs