Royal Alliance Associates Inc

Financial Advisor in Kitsap County, WA

Firm Info
Address: 127 Parfitt Way SW, Bainbridge Isle, WA 98110, USA
Phone: (206) 780-1755

Firm Size
Assets Under Management: $20.7 billion
# of Advisors: 1,913
# of Clients: 89,747
Client to Advisor Ratio: 47:1
Average Account Size: $230,151
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Other

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Royal Alliance Associates, Inc. Overview

Royal Alliance Associates, Inc. is a Jersey City-based investment advisory firm that has been in business since 1997. As a registered broker-dealer and insurance broker/agent, this firm offers fee-based services aimed at providing investment advice to individuals and small businesses. The firm specializes in financial planning and portfolio management, offering customized solutions to meet clients' unique needs. Whether it's managing personal investments or designing retirement plans for businesses, Royal Alliance Associates, Inc. has the expertise and experience to help clients achieve their financial goals. In addition to portfolio management and financial planning, the firm also offers a wide range of services that include pension consulting, the selection of other advisors, and educational seminars and workshops. These services are designed to provide clients with a comprehensive approach to wealth management that focuses on education, guidance, and support. Through its team of experienced professionals, Royal Alliance Associates, Inc. is committed to providing clients with the highest level of service and support, helping them navigate the complexities of the investment world and achieve their financial objectives. Whether you're an individual looking to build your investment portfolio or a small business seeking guidance on pension planning, Royal Alliance Associates, Inc. is the investment advisory firm you can trust. With over two decades of experience and a reputation for excellence, the firm is dedicated to providing clients with the resources, support, and guidance they need to succeed in today's ever-changing financial landscape. Contact them today to learn more about their services and how they can help you achieve your financial goals.

ROYAL ALLIANCE ASSOCIATES, INC. has an impressive client roster consisting of individuals, high net worth individuals, banking institutions, pension or profit sharing plans, charitable organizations, state or municipal government entities, and other corporation types not listed. With such a diverse range of clients, they are well-equipped and experienced in handling the unique needs of each group. When it comes to fees, ROYAL ALLIANCE ASSOCIATES, INC. offers several different structures depending on the service provided. They often charge a percentage of assets under management (AUM) for investment advisory services. Alternatively, clients may opt for hourly fees or fixed fees for financial planning or consulting services. ROYAL ALLIANCE ASSOCIATES, INC. aims to make their fee structures as transparent as possible, ensuring that clients are aware of the type and amount of fees they are paying. They are also open to negotiating other types of fees on a case-by-case basis, depending on the specific needs and requirements of the client.

Typical Clients, Fee Structures & Investment Minimum

The investment minimum for ROYAL ALLIANCE ASSOCIATES, INC.'s VISION2020 Wealth Management Platform – Advisor Managed Portfolios is $50,000 as stated in their Part 2 Brochure note about investment minimums. The investment minimum for their VISION2020 Wealth Management Platform – Unified Managed Account Program is $5,500, which varies depending on the investment manager and asset allocation model selected. The investment minimum for Third Party Advisory Services is set by each advisory service. There is no minimum for Financial Planning, Consulting Services, Non-Discretionary Investment Services, and Retirement Plan Consulting. However, all account minimums may be waived at the sole discretion of the Program Sponsor.

How This Office Can Help Kitsap County, WA Residents

Royal Alliance Associates Inc is a top financial planning firm offering guidance and advice to clients in Kitsap County, WA. The company is dedicated to helping individuals and businesses achieve their financial goals by providing comprehensive wealth management solutions. They provide customized financial planning services that are tailored to meet the specific needs of their clients. Kitsap County residents may face various financial challenges that require professional assistance. For instance, they may be struggling with managing debts, lack a clear retirement plan, or have concerns about their children's education. Royal Alliance Associates Inc has a team of experienced financial advisors who provide guidance on wealth management, estate planning, insurance, and investment management. They work diligently with clients to develop a comprehensive financial plan that addresses these specific concerns and sets them on the path to financial success. Through their quality advice and holistic approach to financial planning, Royal Alliance Associates is helping people in Kitsap County, WA achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Royal Alliance Associates, Inc., visit their Part 2 Brochure.

Services Offered by Royal Alliance Associates, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Royal Alliance Associates, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Other
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 127 Parfitt Way SW, Bainbridge Isle, WA 98110, USA
Phone (206) 780-1755
Directions
Google My Business Reviews:

Other Office Locations

Firm Headquarters
Firm headquarters location 10 EXCHANGE PLACE, SUITE 1410, JERSEY CITY, NJ 7302, United States

This firm has no other locations.

State Registrations

Royal Alliance Associates, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Royal Alliance Associates, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs