Hollow Brook Wealth Management LLC

Financial Advisor in Katonah, NY

Firm Info
Address: 152 Bedford Rd 2nd floor, Katonah, NY 10536, USA
Phone: (212) 364-1840

Firm Size
Assets Under Management: $898.5 million
# of Advisors: 7
# of Clients: 287
Client to Advisor Ratio: 41:1
Average Account Size: $3.1 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Fixed Fees (Other than subscription)
  • Performance-based Fees

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Hollow Brook Wealth Management LLC Overview

HOLLOW BROOK WEALTH MANAGEMENT LLC is a fee-based Registered Investment Advisory Firm that has been providing investment advice since 2008. The firm is headquartered in Katonah, NY, and specializes in providing financial planning services, as well as portfolio management for individuals and small businesses. Hollow Brook also offers portfolio management services for businesses or institutional clients. As an investment advisory firm, HOLLOW BROOK WEALTH MANAGEMENT LLC focuses solely on providing investment advice, making it a trustworthy choice for clients seeking unbiased investment guidance. The firm’s fee-based fee arrangement means that it charges a fee for its services, rather than earning commissions on trades or sales. In addition to its core services, HOLLOW BROOK WEALTH MANAGEMENT LLC also offers selection services for other advisors. This exclusive selection process may appeal to clients who prefer a customized approach to advisor selection. Overall, HOLLOW BROOK WEALTH MANAGEMENT LLC is a well-established investment advisory firm that offers a range of advisory services to its clients.

HOLLOW BROOK WEALTH MANAGEMENT LLC is a registered investment advisor that caters to a diverse set of clients. The firm's client base includes individuals, high net worth individuals, charitable organizations and other types of corporations. Its range of clients is a testament to the breadth of its expertise, which makes HOLLOW BROOK WEALTH MANAGEMENT LLC an ideal choice for anyone looking to manage their wealth effectively. The firm's advisors specialize in creating customized financial plans for each client, taking into account their unique circumstances and goals. When it comes to fees, HOLLOW BROOK WEALTH MANAGEMENT LLC offers a range of options, depending on the services provided. Clients can opt for a fee structure based on a percentage of their assets under management (AUM), which is a common method for investment advisors. However, the firm also offers fixed fees that are based on the particular needs of the client. This allows HOLLOW BROOK WEALTH MANAGEMENT LLC to tailor its pricing to each client's unique requirements. Furthermore, the firm offers performance-based fees, which are typically contingent on the success of the investments the advisor makes on behalf of the client. Regardless of the fee structure selected, clients can rest assured that HOLLOW BROOK WEALTH MANAGEMENT LLC is committed to delivering quality service that is tailored to their needs.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, Hollow Brook Wealth Management LLC generally requires a minimum of $1 million in assets for new client relationships. However, if the client wishes to have allocations made to private fund/third-party manager investment classes, the minimum requirement goes up to $10 million. The firm may waive the minimum account size under certain circumstances based on various factors such as the relationship of the account to other accounts managed by Hollow Brook, potential for growth in the account, and other relevant factors.

How This Office Can Help Katonah, NY Residents

Hollow Brook Wealth Management LLC provides expert financial advice and customized solutions to assist clients in Katonah, NY. The firm's focus on wealth management and financial planning enables clients to achieve their investing and retirement goals. With a thorough understanding of the unique financial situations faced by those living in Katonah, NY, Hollow Brook Wealth Management LLC can tailor their services to meet individual needs. This includes offering guidance on retirement planning, estate planning, tax planning, and investment management. The residents of Katonah, NY face a range of financial situations, from those just starting to plan for their financial future to those nearing retirement. Many face the challenge of balancing the cost of living in Westchester County with the need to save for the future. Others are managing the complexities of estate planning or navigating the tax landscape in New York State. Hollow Brook Wealth Management LLC can assist all of these clients with their financial needs by providing personalized recommendations and strategies that align with their unique goals.

To view the Minimum Investment and Fee Schedule for Hollow Brook Wealth Management LLC, visit their Part 2 Brochure.

Services Offered by Hollow Brook Wealth Management LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Hollow Brook Wealth Management LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Performance-based Fees
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Commissions
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 152 Bedford Rd 2nd floor, Katonah, NY 10536, USA
Phone (212) 364-1840
Opening Hours
  • Mon 8 AM–6 PM
  • Tue 8 AM–6 PM
  • Wed 8 AM–6 PM
  • Thu 8 AM–6 PM
  • Fri 8 AM–6 PM
  • Sat Closed
  • Sun Closed
Directions
Google My Business Reviews:

Other Office Locations

This firm has no other locations.

State Registrations

Hollow Brook Wealth Management LLC is registered to service clients in the following states:

  • California
  • Connecticut
  • District of Columbia
  • Florida
  • Louisiana
  • Massachusetts
  • Montana
  • New Hampshire
  • New York
  • Ohio
  • Pennsylvania
  • Puerto Rico
  • Texas
  • Washington

Disciplinary History

Hollow Brook Wealth Management LLC does not have any disclosures. Please visit it's Form ADV for more details.