Transamerica Financial Advisors, Inc.

Financial Advisor in Johns Creek, GA

Firm Info
Address: 6475 E Johns Crossing, Johns Creek, GA 30097, USA
Phone: (770) 418-0300 ext. 104

Firm Size
Assets Under Management: $1.8 billion
# of Advisors: 1,225
# of Clients: 50,030
Client to Advisor Ratio: 41:1
Average Account Size: $35,152
# of Offices: 1

Services Offered
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Commissions

Get Connected with a Financial Advisor

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Transamerica Financial Advisors, Inc. Overview

Transamerica Financial Advisors, Inc. is a fee-based registered investment advisory firm that has been in business since 1991. Its headquarters are located in St Petersburg, FL. As a broker-dealer and insurance broker/agent, the firm provides investment advice to individuals, small businesses, and institutional clients. One of the main services provided by Transamerica Financial Advisors, Inc. is portfolio management for individuals and small businesses. This service helps clients identify and achieve their financial goals through professionally managed investment portfolios. The firm also offers portfolio management services for businesses and institutional clients. In addition to portfolio management, Transamerica Financial Advisors, Inc. also offers the selection of other advisors to its clients. This service helps clients find the right advisor for their specific needs and goals. The firm also offers educational seminars and workshops to help clients better understand their financial options and make informed investment decisions. Overall, Transamerica Financial Advisors, Inc. is a comprehensive financial firm that offers a wide range of services to its clients.

Transamerica Financial Advisors, Inc. is a multifaceted firm that serves a diverse range of clients. The firm's clients include individuals, high net worth individuals, pension or profit sharing plans, charitable organizations, other corporation types not listed, and other types of clients. Transamerica Financial Advisors, Inc. has the expertise to help clients navigate the ever-changing financial landscape, whether they are looking for help with short-term investments or long-term planning for their retirement. When it comes to fee structures, Transamerica Financial Advisors, Inc. offers flexible options depending on the service provided. For some services, the fee is a percentage of assets under management (AUM), which is a common approach to charging fees in the financial industry. When Transamerica Financial Advisors, Inc. is managing a client's assets, this fee structure ensures that the advisors are incentivized to generate a return for their clients. For other services, commission-based fee structures may be used. Commission-based fees are charged when the client buys or sells a product, like a bond or a stock. This fee structure is an alternative to a percentage of AUM fee structure and can be more appropriate for short-term investments and transactions. Regardless of the fee structure chosen, Transamerica Financial Advisors, Inc. is committed to transparent and ethical practices to ensure that their clients receive the best possible service.

Typical Clients, Fee Structures & Investment Minimum

According to the note in their Part 2 Brochure, Transamerica Financial Advisors, Inc. offers programs with minimum investment amounts starting at $10.00. However, the investment minimum may vary depending on the account program selected by the client.

How This Office Can Help Johns Creek, GA Residents

Transamerica Financial Advisors, Inc. assists clients in Johns Creek, GA by providing them with personalized financial plans and solutions to meet their unique needs. They understand that every client is different and thus tailor their services to meet the specific financial situations that they may be facing. For those living in Johns Creek, GA, Transamerica Financial Advisors can assist with retirement planning, investing, debt management, estate planning, insurance, and more. Residents in Johns Creek may be facing various financial situations such as planning for retirement, managing debt, or saving for college or other important life events. Transamerica Financial Advisors can offer guidance and solutions to help clients achieve their financial goals. They can also advise on strategies to minimize tax liabilities and maximize returns on investments. With a team of experienced professionals, Transamerica Financial Advisors strives to help clients make informed decisions and achieve financial stability.

To view the Minimum Investment and Fee Schedule for Transamerica Financial Advisors, Inc., visit their Part 2 Brochure.

Services Offered by Transamerica Financial Advisors, Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Transamerica Financial Advisors, Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Commissions
Unavailable
Hourly
Subscription (Newsletter or Periodical)
Fixed Fees (Other than subscription)
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 6475 E Johns Crossing, Johns Creek, GA 30097, USA
Phone (770) 418-0300 ext. 104
Directions
Google My Business Reviews:
5 Stars

Other Office Locations

Firm Headquarters
Firm headquarters location 570 CARILLON PARKWAY, ST PETERSBURG, FL 33716-1202, United States

This firm has no other locations.

State Registrations

Transamerica Financial Advisors, Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Transamerica Financial Advisors, Inc. does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

Fiduciary Financial Advisor FAQs