UBS Financial Services Inc.

Financial Advisor in Egg Harbor City, NJ


Firm Size
Assets Under Management: $692 billion
# of Advisors: 9,954
# of Clients: 1.1 million
Client to Advisor Ratio: 108:1
Average Account Size: $644,401
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Portfolio Management for Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Others Advisors
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Servicess
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Banking Institutions
  • Pooled Investment Vehicles
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities
  • Other Investment Advisors
  • Insurance Companies
  • Sovereign Wealth Funds & Foreign Official Institutions
  • Corporations or Other Businesses Not Listed Above
  • Other

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)
  • Commissions
  • Other

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Ubs Financial Services Inc. Overview

UBS Financial Services Inc. is a well-established registered investment advisory firm that has been in the business since 1971. With headquarters located in Weehawken, NJ, the firm offers a range of financial advisory services to individuals and businesses. UBS operates on a fee-based fee arrangement and is a recognized broker-dealer, futures commission merchant, and insurance broker/agent. The firm's services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisors. Additionally, UBS provides portfolio management for businesses and institutional clients, security ratings or pricing services, and publication of periodicals or newsletters. The firm also provides educational seminars and workshops for its clients to help ensure they have access to the information and resources needed to make informed financial decisions. Overall, UBS Financial Services Inc. is a highly respected firm with a long and successful history of providing high-quality financial advisory services. With a diverse range of services and a team of experienced professionals, UBS is well-positioned to help clients across a range of industries and sectors achieve their financial goals.

UBS Financial Services Inc. is known for catering to a diverse range of clients. The firm serves individuals, high net worth individuals, banking institutions, pooled investment vehicles, pension or profit sharing plans, charitable organizations, state or municipal government entities, other investment advisors, insurance companies, sovereign wealth funds, other corporation types not listed, and other types of clients. As a leading name in the financial services industry, UBS Financial Services Inc. has an extensive track record of providing tailored and effective solutions to clients from all sectors. Whether clients seek assistance with investment, estate planning, or financial analysis, UBS Financial Services Inc. provides unparalleled financial expertise. UBS Financial Services Inc. offers a range of fee structures depending on the services provided to the clients. Clients can choose from different fee structures, including percentage of AUM, hourly, fixed fees, commissions, and other types fees. The percentage of AUM, or assets under management, is a fee model that charges clients a percentage of the total assets they manage through UBS Financial Services Inc. As for the hourly fee structure, clients pay for the amount of time spent by the financial advisor or other professionals to provide advice and consultation. Fixed fees provide a set price for a specific service, while commissions are a percentage of the amount being invested by the clients. Lastly, other types of fees may include performance-based fees or other incentives. No matter which fee structure clients choose, UBS Financial Services Inc. is committed to delivering exceptional service and value to each and every one of its clients.

Typical Clients, Fee Structures & Investment Minimum

According to UBS FINANCIAL SERVICES INC.'s Part 2 Brochure, there is no mention of an investment minimum noted.

How This Office Can Help Egg Harbor City, NJ Residents

UBS Financial Services Inc. provides a range of financial services to clients in Egg Harbor City, NJ. The firm offers investment advisory services, wealth management solutions, and financial planning services to help clients meet their financial goals. UBS Financial Services Inc. works closely with each client to develop a customized financial strategy based on their specific needs and goals. Clients in Egg Harbor City, NJ may face a variety of financial challenges, including planning for retirement, managing debt, saving for college, and more. UBS Financial Services Inc. provides clients with the guidance and support they need to navigate these challenges and achieve their financial goals. The firm's experienced financial advisors can help clients develop a comprehensive financial plan that takes into account their unique needs, risk tolerance, and investment objectives. Additionally, the firm offers a range of investment products and services designed to help clients build wealth and achieve financial security over the long term.

To view the Minimum Investment and Fee Schedule for Ubs Financial Services Inc., visit their Part 2 Brochure.

Services Offered by Ubs Financial Services Inc.

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Ubs Financial Services Inc. most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Commissions
Other
Unavailable
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 1337 Tilton Rd, Northfield, NJ 08225, USA
Phone (609) 677-9555
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 7086, United States

This firm has no other locations.

State Registrations

Ubs Financial Services Inc. is registered to service clients in the following states:

  • Alabama
  • Alaska
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Virgin Islands

Disciplinary History

Ubs Financial Services Inc. does not have any disclosures. Please visit it's Form ADV for more details.