Professional Planning Group

Financial Advisor in Charlestown, RI

Firm Info
Address: 9 Granite St, Westerly, RI 02891, USA
Phone: (401) 596-2800

Firm Size
Assets Under Management: $1.2 billion
# of Advisors: 10
# of Clients: 2,395
Client to Advisor Ratio: 240:1
Average Account Size: $481,308
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Selection of Others Advisors
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Charitable Organizations

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

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Professional Planning Group Overview

Professional Planning Group has been in business since 1980, making it an established leader in the industry. Based out of Westerly, Rhode Island, the firm is a fee-based investment advisory firm providing a broad range of services. The firm holds a dual registration as a broker-dealer representative and insurance broker/agent, which means they can provide comprehensive investment and insurance advice. One of the primary services offered by Professional Planning Group is financial planning. They help individuals and businesses set financial goals and develop strategies to achieve them. In addition, they offer portfolio management services for their clients, which includes managing assets, monitoring investment performance, and rebalancing portfolios as needed. Professional Planning Group also provides clients with access to other trusted advisors. They have extensive networks of professionals across various fields, making it easier for clients to find the right advisors to meet their unique needs. Finally, the firm offers educational seminars and workshops to help clients stay up-to-date on the latest trends, market conditions, and investment strategies. Overall, Professional Planning Group is a trusted investment advisory firm that has the resources and expertise to meet their clients' diverse financial needs. With a long-standing history of success, clients can trust that they are in good hands when working with the firm.

The PROFESSIONAL PLANNING GROUP serves a wide range of clients, including individual investors seeking guidance on their personal finances, as well as high net worth individuals who require more complex and sophisticated investment strategies. In addition, the firm is committed to supporting charitable organizations, providing tailored financial planning services to help these groups accomplish their philanthropic goals. When it comes to fee structures, the PROFESSIONAL PLANNING GROUP recognizes that not all clients have the same needs. As such, they offer a range of options to suit different levels of service. For individuals and smaller accounts, a flat hourly fee may be appropriate, while larger accounts may be assessed a percentage of assets under management (AUM) fee. Fixed fees may also be available for specific services, such as creating a customized retirement plan or developing a strategic tax plan. By offering flexible fee structures, the PROFESSIONAL PLANNING GROUP is able to deliver the highest level of service for each client, regardless of their investment needs or budget.

Typical Clients, Fee Structures & Investment Minimum

The Part 2 Brochure for Professional Planning Group states that their investment minimum is $500,000 for investment advisory services. However, they note that this amount may be negotiable under certain circumstances, and exceptions from the minimum account requirement may be granted at the exclusive discretion of the Firm. Therefore, clients interested in working with Professional Planning Group should be prepared to meet the investment minimum unless they are able to negotiate an exception.

How This Office Can Help Charlestown, RI Residents

Professional Planning Group (PPG) is a financial planning firm that offers a range of services to clients in Charlestown, RI. The firm has a team of experienced professionals who work closely with clients to help them achieve their financial goals. PPG assists clients in Charlestown, RI by providing personalized financial planning services that are tailored to their unique needs and circumstances. Charlestown, RI residents may face a variety of financial situations, including managing a complex investment portfolio, planning for retirement, or managing debt. PPG offers a range of services to help clients address these and other financial challenges. These services include investment planning, retirement planning, estate planning, tax planning, and more. PPG's experienced financial professionals can help clients navigate the complex financial landscape, answer their financial questions, and provide guidance on how to achieve their financial goals.

To view the Minimum Investment and Fee Schedule for Professional Planning Group, visit their Part 2 Brochure.

Services Offered by Professional Planning Group

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Professional Planning Group most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Percentage of Assets Under Management (AUM)
Hourly
Fixed Fees (Other than subscription)
Unavailable
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.


This Office Location

Firm location 9 Granite St, Westerly, RI 02891, USA
Phone (401) 596-2800
Directions
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Other Office Locations

Firm Headquarters
Firm headquarters location 9 GRANITE STREET, WESTERLY, RI 2891, United States

This firm has no other locations.

State Registrations

Professional Planning Group is registered to service clients in the following states:

  • Arizona
  • California
  • Connecticut
  • Florida
  • Georgia
  • Louisiana
  • Maine
  • Massachusetts
  • New Hampshire
  • New Jersey
  • New York
  • North Carolina
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • Tennessee
  • Texas

Disciplinary History

Professional Planning Group does not have any disclosures. Please visit it's Form ADV for more details.