Castle Rock Investment Company

Financial Advisor in Castle Rock, CO

Firm Info
Address: 115 Wilcox St #220, Castle Rock, CO 80104, USA
Phone: (303) 725-7086

Firm Size
Assets Under Management: $112.1 million
# of Advisors: 1
# of Clients: 13
Client to Advisor Ratio: 13:1
Average Account Size: $8.6 million
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services
  • Educational Seminars & Workshops

Types of Clients
  • Individuals (Not High Net Worth)
  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • State & Municipal Govt Entities

Available Fee Structures
  • Hourly
  • Fixed Fees (Other than subscription)

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Castle Rock Investment Company Overview

Castle Rock Investment Company is a fee only Registered Investment Advisory Firm based in Castle Rock, Colorado. This firm has been delivering exceptional financial advice and portfolio management services since its inception in 2014. The team at Castle Rock comprises credentialed financial advisors who specialize in providing investment advice only. The comprehensive services offered by Castle Rock Investment Company include financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. The firm provides personalized investment solutions to its clients and uses its expertise to help them achieve their financial goals. The fee-only model of this firm provides transparency and ensures that its advisors work solely in the best interest of their clients. Castle Rock does not receive commissions, nor does it sell financial products, which leaves no room for any potential conflicts of interest. This makes the firm a trustworthy partner for anyone seeking professional investment advisory services.

Castle Rock Investment Company serves a wide range of clients, including individuals looking to build their personal wealth and prepare for their financial future. They also cater to pension or profit sharing plans, helping them to manage their existing assets and make smart investment decisions for the long term. Charitable organizations can also benefit from Castle Rock's expertise, using their financial guidance to make a positive impact in their communities and beyond. Additionally, state or municipal government entities can turn to Castle Rock to ensure their finances are handled responsibly and in compliance with all regulations. To accommodate their diverse clientele, Castle Rock offers a range of fee structures based on the services provided. Clients can choose to pay hourly fees for specific consultation and analysis, or opt for fixed fees based on the scope of services needed. With this flexibility, Castle Rock strives to meet the unique needs of each of their clients and help them achieve their financial goals.

Typical Clients, Fee Structures & Investment Minimum

Unfortunately, the Part 2 Brochure for Castle Rock Investment Company does not mention anything about investment minimums. Therefore, it is unclear what the firm's investment minimums may be. It is best to contact the firm directly or consult with a financial advisor for further information.

How This Office Can Help Castle Rock, CO Residents

Castle Rock Investment Company provides comprehensive financial planning and investment management services to clients in Castle Rock, CO. They offer customized solutions to help individuals and families navigate the specific financial situations they may be facing. For example, if someone in Castle Rock is planning for retirement, Castle Rock Investment Company can assist them in creating a personalized plan to achieve their retirement goals. They can also help clients prepare for future expenses such as college tuition or healthcare costs. For those who own a business, Castle Rock Investment Company can provide guidance on managing finances and investments to help the business thrive. Additionally, they offer estate planning services to ensure clients' assets are protected and distributed according to their wishes after they pass away. With their expertise and personalized approach, Castle Rock Investment Company helps clients achieve financial security and attain their financial goals.

To view the Minimum Investment and Fee Schedule for Castle Rock Investment Company, visit their Part 2 Brochure.

Services Offered by Castle Rock Investment Company

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.


Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Castle Rock Investment Company most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available
Hourly
Fixed Fees (Other than subscription)
Unavailable
Percentage of Assets Under Management (AUM)
Subscription (Newsletter or Periodical)
Commissions
Performance-based Fees
Other

Types of Clients


This Office Location

Firm location 115 Wilcox St #220, Castle Rock, CO 80104, USA
Phone (303) 725-7086
Directions
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Other Office Locations

This firm has no other locations.

State Registrations

Castle Rock Investment Company is registered to service clients in the following states:

  • Colorado
  • Illinois
  • Nebraska
  • Texas

Disciplinary History

Castle Rock Investment Company does not have any disclosures. Please visit it's Form ADV for more details.

FREQUENTLY ASKED QUESTIONS

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