Alsworth Capital Management, LLC

Estate Planning Lawyer in Corning, NY

Firm Info
Address: 4 W Market St, Corning, NY 14830, USA
Phone: (607) 973-2665

Firm Size
Assets Under Management: $78.5 million
# of Advisors: 1
# of Clients: 344
Client to Advisor Ratio: 344:1
Average Account Size: $228,099
# of Offices: 1

Services Offered
  • Financial Planning
  • Portfolio Management for Individuals & Small Businesses
  • Pension Consulting Services

Types of Clients
  • Individuals (Not High Net Worth)
  • Individuals High Net Worth

    *>=750k in Investable Assets or >=1.5m of Estimated Total Net Worth

  • Pension & Profit Sharing Plans
  • Charitable Organizations
  • Corporations or Other Businesses Not Listed Above

Available Fee Structures
  • Percentage of Assets Under Management (AUM)
  • Hourly
  • Fixed Fees (Other than subscription)

Get Connected with a Financial Advisor

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Alsworth Capital Management, LLC Overview

Alsworth Capital Management, LLC is a registered investment advisory firm that provides investment advice only. Based in Corning, NY, the firm works on a fee-only basis, providing clients with unbiased financial advice without any hidden commissions or sales fees. Since its inception in 2018, the firm has been dedicated to helping individuals and small businesses achieve their financial goals. The firm provides a comprehensive suite of services that include financial planning, portfolio management, and pension consulting services. Alsworth Capital Management, LLC believes that each client deserves a customized solution to meet their unique financial needs and goals. To this end, the firm works closely with clients to develop personalized strategies that align with their long-term objectives. With a team of experienced advisors, Alsworth Capital Management, LLC is committed to providing its clients with the highest level of investment advice and service. The firm employs a disciplined and data-driven approach to financial planning and portfolio management, ensuring that clients receive objective and unbiased advice at all times. Whether you need help planning for retirement, managing your investment portfolio, or developing a pension plan for your business, Alsworth Capital Management, LLC can help you achieve your financial objectives.

ALSWORTH CAPITAL MANAGEMENT, LLC caters to a diverse clientele ranging from individuals to charitable organizations and other corporation types. The firm's expertise in wealth management makes it a top choice for high net worth individuals seeking comprehensive financial planning services. Their portfolio management services also extend to pension or profit sharing plans, providing customized investment solutions that align with their clients' goals. With ALSWORTH CAPITAL MANAGEMENT, LLC, clients can rest assured that their financial future is in expert hands. When it comes to fees, ALSWORTH CAPITAL MANAGEMENT, LLC offers a range of choices, depending on the particular service provided. For clients seeking portfolio management services, fees are typically structured as a percentage of assets under management (AUM). This ensures that clients only pay for the value the firm is creating for them. For those in need of more specialized services such as financial planning or estate planning, ALSWORTH CAPITAL MANAGEMENT, LLC offers hourly or fixed-fee pricing models. These models enable clients to choose a fee structure that best suits their individual needs and objectives. Overall, ALSWORTH CAPITAL MANAGEMENT, LLC provides a transparent fee structure that empowers clients to budget and plan their finances effectively.

Typical Clients, Fee Structures & Investment Minimum

According to the Part 2 Brochure of Alsworth Capital Management, LLC, the firm imposes an investment minimum of $500,000 for new clients. The note on investment minimums states that "the minimum account size for new clients is typically $500,000, although this may be negotiable based on the type of account, investment strategy, and other factors." Therefore, individuals who are interested in becoming clients of Alsworth Capital must have at least $500,000 to invest in order to be considered.

How This Office Can Help Corning, NY Residents

As a financial advisor firm in Corning, NY, Alsworth Capital Management, LLC is dedicated to helping clients navigate the complex world of investments and financial planning. Some common financial situations that clients in Corning, NY might face include saving for retirement, navigating inheritance planning and estate taxes, and seeking help with debt management or budgeting. Alsworth Capital Management takes a personalized approach to each client's financial planning needs, working closely with them to evaluate their goals and develop a strategy that makes sense for their unique circumstances. Through comprehensive financial planning, tax management, and investment advisory services, Alsworth Capital Management is committed to helping clients in Corning, NY achieve financial success and peace of mind.

To view the Minimum Investment and Fee Schedule for Alsworth Capital Management, LLC, visit their Part 2 Brochure.

Services Offered by Alsworth Capital Management, LLC

Core Advisor Services
Financial Planning

Financial planning services encompass the process of devising strategies for your future financial well-being, including preparing for events such as retirement, funding your child's college education, or planning for the transfer of assets.

Portfolio Management for Individuals & Small Businesses

Portfolio management entails the careful selection and strategic management of investment combinations tailored to meet the needs of individuals and small businesses.

Market Timing Services

Market timing services involve the endeavor to generate short-term profits from investments by capitalizing on opportunities to buy at low prices and sell at high prices.

Other Services
Selection of Other Advisors

The firm provides support in selecting and engaging other advisors who possess specialized expertise to complement your financial needs.

Publication of Periodicals or Newsletters

The firm engages in the dissemination of diverse financial educational materials through the publication of periodicals.

Educational Seminars & Workshops

The firm organizes and conducts seminars or workshops aimed at enlightening investors on various financial concepts.

Fee Structures

Financial advisory fees usually are based on the services provided. Fee types charged by Alsworth Capital Management, LLC most likely consist of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Percentage of Assets Under Management (AUM)
Fixed Fees (Other than subscription)
Subscription (Newsletter or Periodical)
Performance-based Fees

Types of Clients

*The Securities & Exchange Commission defines someone as “high net worth” if they have $750,000 or more in investable assets or $1.5M of estimated total net worth.

This Office Location

Firm location 4 W Market St, Corning, NY 14830, USA
Phone (607) 973-2665
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Other Office Locations

This firm has no other locations.

State Registrations

Alsworth Capital Management, LLC is registered to service clients in the following states:

  • Florida
  • New York
  • Pennsylvania

Disciplinary History

Alsworth Capital Management, LLC does not have any disclosures. Please visit it's Form ADV for more details.

Updated on March 31, 2023